48 Wall Street New York, NY
|
10005
|
(Address of principal executive offices)
|
(Zip code)
|
Company
Name |
Ticker
|
CUSIP
|
Meeting
Date |
Proposal
Number |
Proposal Description
|
Proponent
|
Mgmt
Recommendation |
Vote Cast
|
For /
Against Mgmt |
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
1.1
|
Elect Robert J. Alpern
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
1.2
|
Elect Roxanne S. Austin
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
1.3
|
Elect Sally E. Blount
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
1.4
|
Elect W. James Farrell
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
1.5
|
Elect Edward M. Liddy
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
1.6
|
Elect Nancy McKinstry
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
1.7
|
Elect Phebe N. Novakovic
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
1.8
|
Elect William A. Osborn
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
1.9
|
Elect Samuel C. Scott III
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
1.10
|
Elect Glenn F. Tilton
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
1.11
|
Elect Miles D. White
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
4
|
Shareholder Proposal Regarding Genetically Modified Ingredients
|
ShrHoldr
|
Against
|
Against
|
For
|
Abbott Laboratories
|
ABT
|
002824100
|
4/24/2015
|
5
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/8/2015
|
1.1
|
Elect Roxanne S. Austin
|
Mgmt
|
For
|
For
|
For
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/8/2015
|
1.2
|
Elect Richard A. Gonzalez
|
Mgmt
|
For
|
For
|
For
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/8/2015
|
1.3
|
Elect Glenn F. Tilton
|
Mgmt
|
For
|
For
|
For
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/8/2015
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/8/2015
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Aberdeen Australia Equity Fund Inc.
|
IAF
|
003011103
|
3/26/2015
|
1.1
|
Elect William J. Potter
|
Mgmt
|
For
|
For 72% Withhold 28%
|
For
|
Aberdeen Australia Equity Fund Inc.
|
IAF
|
003011103
|
3/26/2015
|
1.2
|
Elect John T. Sheehy
|
Mgmt
|
For
|
For 72% Withhold 28%
|
For
|
Aberdeen Chile Fund Inc
|
CH
|
00301W105
|
3/26/2015
|
1.1
|
Elect Enrique R. Arzac
|
Mgmt
|
For
|
For 81% Withhold 19%
|
For
|
Aberdeen Greater China Fund Inc
|
GCH
|
003031101
|
6/18/2015
|
1.1
|
Elect John A. Hawkins
|
Mgmt
|
For
|
For 29% Abstain 71%
|
For
|
Aberdeen Greater China Fund Inc
|
GCH
|
003031101
|
6/18/2015
|
1.2
|
Elect Tak Lung Tsim
|
Mgmt
|
For
|
For 29% Abstain 71%
|
For
|
Aberdeen Israel Fund Inc
|
ISL
|
00301T102
|
3/26/2015
|
1.1
|
Elect Steven N. Rappaport
|
Mgmt
|
For
|
For 20% Withhold 80%
|
For
|
Aberdeen Israel Fund Inc
|
ISL
|
00301T102
|
3/26/2015
|
1.2
|
Elect Alexander Zagoreos
|
Mgmt
|
For
|
For 20% Withhold 80%
|
For
|
Aberdeen Japan Equity Fund Inc
|
JEQ
|
00306J109
|
6/18/2015
|
1.1
|
Elect Radhika Ajmera
|
Mgmt
|
For
|
For 89% Abstain 11%
|
For
|
Aberdeen Japan Equity Fund Inc
|
JEQ
|
00306J109
|
6/18/2015
|
1.2
|
Elect Martin J. Gruber
|
Mgmt
|
For
|
For 89% Abstain 11%
|
For
|
ABERDEEN SINGAPORE FUND, INC.
|
SGF
|
003244100
|
6/18/2015
|
1.1
|
Elect Moritz Sell
|
Mgmt
|
For
|
For 84% Abstain 16%
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
3/10/2015
|
1
|
Merger/Acquisition
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
3/10/2015
|
2
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
1
|
Elect Paul M. Bisaro
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
2
|
Elect Nesli Basgoz
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
3
|
Elect James H. Bloem
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
4
|
Elect Christopher W. Bodine
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
5
|
Elect Christopher J. Coughlin
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
6
|
Elect Michael R. Gallagher
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
7
|
Elect Catherine M. Klema
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
8
|
Elect Peter J. McDonnell
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
9
|
Elect Patrick J. O'Sullivan
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
10
|
Elect Brenton L. Saunders
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
11
|
Elect Ronald R. Taylor
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
12
|
Elect Fred G. Weiss
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
15
|
Name Change to Allergan plc
|
Mgmt
|
For
|
For
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
18
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
16
|
Approval of the Amended 2013 Incentive Award Plan
|
Mgmt
|
For
|
Against
|
Against
|
Actavis plc
|
ACT
|
G0083B108
|
6/5/2015
|
17
|
Shareholder Proposal Regarding Sustainability Report
|
ShrHoldr
|
Against
|
For
|
Against
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
1.1
|
Elect Enrique R. Arzac
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
1.2
|
Elect Phyllis O. Bonanno
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
1.3
|
Elect Kenneth J. Dale
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
1.4
|
Elect Frederic A. Escherich
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
1.5
|
Elect Roger W. Gale
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
1.6
|
Elect Kathleen T. McGahran
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
1.7
|
Elect Craig R. Smith
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
1.8
|
Elect Mark E. Stoeckle
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 96% Against 2% Abstain 2%
|
For
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
3
|
Amend Fundamental Investment Policy to Increase Limit on Commodities Investments
|
Mgmt
|
For
|
For 96% Against 2% Abstain 2%
|
For
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
4
|
Rendering of Investment Advisory Services to Others
|
Mgmt
|
For
|
For 96% Against 2% Abstain 2%
|
For
|
Adams Diversified Equity Fund, Inc.
|
ADX
|
006212104
|
4/30/2015
|
5
|
Shareholder Proposal to Authorize a Self-Tender Offer for All Outstanding Shares
|
ShrHoldr
|
Against
|
For 28% Against 67% Abstain 5%
|
For
|
Advent-Claymore Enhanced Growth & Income Fund
|
LCM
|
00765E104
|
9/30/2014
|
1
|
Elect Michael A. Smart
|
Mgmt
|
For
|
For 94.94%; Against 2.12%; Abstain 2.95%
|
For
|
Advent-Claymore Enhanced Growth & Income Fund
|
LCM
|
00765E104
|
9/30/2014
|
2
|
Elect Daniel L. Black
|
Mgmt
|
For
|
For 94.94%; Against 2.07%; Abstain 3.00%
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
1
|
Elect Fernando Aguirre
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
2
|
Elect Mark T. Bertolini
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
3
|
Elect Frank M. Clark, Jr.
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
4
|
Elect Betsy Z. Cohen
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
6
|
Elect Roger N. Farah
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
7
|
Elect Barbara H. Franklin
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
8
|
Elect Jeffrey E. Garten
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
9
|
Elect Ellen M. Hancock
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
10
|
Elect Richard J. Harrington
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
11
|
Elect Edward J. Ludwig
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
12
|
Elect Joseph P. Newhouse
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
13
|
Elect Olympia J. Snowe
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
16
|
Shareholder Proposal Regarding Report on Indirect Political Spending
|
ShrHoldr
|
Against
|
Against
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
17
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
Aetna Inc.
|
AET
|
00817Y108
|
5/15/2015
|
5
|
Elect Molly J. Coye
|
Mgmt
|
For
|
Against
|
Against
|
Allergan, Inc.
|
AGN
|
018490102
|
3/10/2015
|
1
|
Merger/Acquisition
|
Mgmt
|
For
|
For
|
For
|
Allergan, Inc.
|
AGN
|
018490102
|
3/10/2015
|
2
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
Allergan, Inc.
|
AGN
|
018490102
|
3/10/2015
|
3
|
Advisory Vote on Golden Parachutes
|
Mgmt
|
For
|
For
|
For
|
AllianceBernstein Global High Income Fund Inc
|
AWF
|
01879R106
|
3/30/2015
|
1.1
|
Elect Marshall C. Turner, Jr.
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
AllianceBernstein Global High Income Fund Inc
|
AWF
|
01879R106
|
3/30/2015
|
1.2
|
Elect Garry L. Moody
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
AllianceBernstein Global High Income Fund Inc
|
AWF
|
01879R106
|
3/30/2015
|
1.3
|
Elect Earl D. Weiner
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
018829101
|
6/2/2015
|
1.1
|
Elect James A. Jacobson
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
018829101
|
6/2/2015
|
1.2
|
Elect F. Ford Drummond
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
018829101
|
6/2/2015
|
1.3
|
Elect Davey S. Scoon
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
018829101
|
6/2/2015
|
1.4
|
Elect James S. MacLeod
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
018829101
|
6/2/2015
|
1.5
|
Elect Julian Sluyters
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
018829101
|
6/2/2015
|
1.6
|
Elect Susan M. King
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
01883A107
|
6/2/2015
|
1.1
|
Elect Hans W. Kertess
|
Mgmt
|
For
|
For:97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
01883A107
|
6/2/2015
|
1.2
|
Elect William B. Ogden IV
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
01883A107
|
6/2/2015
|
1.3
|
Elect F. Ford Drummond
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
01883A107
|
6/2/2015
|
1.4
|
Elect Davey S. Scoon
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
01883A107
|
6/2/2015
|
1.5
|
Elect James S. MacLeod
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
01883A107
|
6/2/2015
|
1.6
|
Elect Julian Sluyters
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
01883A107
|
6/2/2015
|
1.7
|
Elect Susan M. King
|
Mgmt
|
For
|
For:97% Withhold: 3%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
018829101
|
7/31/2014
|
1.1
|
Elect Alan Rappaport
|
Mgmt
|
For
|
For 91% Withhold 9%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
018829101
|
7/31/2014
|
1.2
|
Elect Hans W. Kertess
|
Mgmt
|
For
|
For 91% Withhold 9%
|
For
|
AllianzGI Convertible & Income Fund II
|
NCZ
|
018829101
|
7/31/2014
|
1.3
|
Elect William B. Ogden IV
|
Mgmt
|
For
|
For 91% Withhold 9%
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
1
|
Elect Robert D. Beyer
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
2
|
Elect Kermit R. Crawford
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
3
|
Elect Michael L. Eskew
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
4
|
Elect Herbert L. Henkel
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
5
|
Elect Siddharth N. Mehta
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
6
|
Elect Andrea Redmond
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
7
|
Elect John W. Rowe
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
8
|
Elect Judith A. Sprieser
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
9
|
Elect Mary Alice Taylor
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
10
|
Elect Thomas J. Wilson
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Allstate Corporation
|
ALL
|
020002101
|
5/19/2015
|
13
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
Alpine Global Dynamic Dividend Fund
|
AGD
|
02082E205
|
5/20/2015
|
1.1
|
Elect Samuel A. Lieber
|
Mgmt
|
For
|
For: 96% Withhold: 4%
|
For
|
Alpine Global Dynamic Dividend Fund
|
AGD
|
02082E205
|
5/20/2015
|
2
|
Transaction of Other Business
|
Mgmt
|
For
|
For: 44% Against: 54% Withhold: 2%
|
Against
|
Alpine Global Premier Properties Fund
|
AWP
|
02083A103
|
5/20/2015
|
1.1
|
Elect Samuel A. Lieber
|
Mgmt
|
For
|
For 83% Abstain 17%
|
For
|
Alpine Global Premier Properties Fund
|
AWP
|
02083A103
|
5/20/2015
|
2
|
Transaction of Other Business
|
Mgmt
|
For
|
For 61% Against 38% Abstain 1%
|
Against
|
Alpine Total Dynamic Dividend Fund
|
AOD
|
021060207
|
5/20/2015
|
1.1
|
Elect Samuel A. Lieber
|
Mgmt
|
For
|
For 96% Abstain 4%
|
For
|
Alpine Total Dynamic Dividend Fund
|
AOD
|
021060207
|
5/20/2015
|
2
|
Transaction of Other Business
|
Mgmt
|
For
|
For 43% Against 55% Abstain 2%
|
Against
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
2
|
Elect Ursula M. Burns
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
3
|
Elect Kenneth I. Chenault
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
4
|
Elect Peter Chernin
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
5
|
Elect Anne Lauvergeon
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
6
|
Elect Micheal O. Leavitt
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
7
|
Elect Theodore J. Leonsis
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
8
|
Elect Richard C. Levin
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
9
|
Elect Samuel J. Palmisano
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
10
|
Elect Daniel L. Vasella
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
11
|
Elect Robert D. Walter
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
12
|
Elect Ronald A. Williams
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
15
|
Shareholder Proposal Regarding Employment Diversity Report
|
ShrHoldr
|
Against
|
Against
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
16
|
Shareholder Proposal Regarding Privacy and Data Security
|
ShrHoldr
|
Against
|
Against
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
18
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
1
|
Elect Charlene Barshefsky
|
Mgmt
|
For
|
Against
|
Against
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
17
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
American Express Company
|
AXP
|
025816109
|
5/11/2015
|
19
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
1
|
Elect W. Don Cornwell
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
2
|
Elect Peter R. Fisher
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
3
|
Elect John Fitzpatrick
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
4
|
Elect Peter D. Hancock
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
5
|
Elect William G. Jurgensen
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
6
|
Elect Christopher S. Lynch
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
8
|
Elect Henry S. Miller
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
9
|
Elect Robert S. Miller
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
10
|
Elect Suzanne Nora Johnson
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
11
|
Elect Ronald A. Rittenmeyer
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
12
|
Elect Douglas M. Steenland
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
13
|
Elect Theresa M. Stone
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
American International Group, Inc.
|
AIG
|
026874784
|
5/13/2015
|
7
|
Elect George L. Miles, Jr.
|
Mgmt
|
For
|
Against
|
Against
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
1
|
Elect David Baltimore
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
2
|
Elect Frank J. Biondi, Jr.
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
3
|
Elect Robert A. Bradway
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
4
|
Elect Francois de Carbonnel
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
5
|
Elect Vance D. Coffman
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
6
|
Elect Robert A. Eckert
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
7
|
Elect Greg C. Garland
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
8
|
Elect Rebecca M. Henderson
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
9
|
Elect Frank C. Herringer
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
10
|
Elect Tyler Jacks
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
11
|
Elect Judith C. Pelham
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
12
|
Elect Ronald D. Sugar
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
13
|
Elect R. Sanders Williams
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/14/2015
|
16
|
Shareholder Proposal Regarding Counting Abstentions
|
ShrHoldr
|
Against
|
Against
|
For
|
Anthem Inc
|
WLP
|
94973V107
|
11/5/2014
|
1
|
Company Name Change
|
Mgmt
|
For
|
For
|
For
|
Anthem, Inc.
|
ANTM
|
036752103
|
5/13/2015
|
6
|
Shareholder Proposal Regarding Declassification of the Board
|
ShrHoldr
|
N/A
|
Against
|
N/A
|
Anthem, Inc.
|
ANTM
|
036752103
|
5/13/2015
|
1
|
Elect Julie A. Hill
|
Mgmt
|
For
|
For
|
For
|
Anthem, Inc.
|
ANTM
|
036752103
|
5/13/2015
|
2
|
Elect Ramiro G. Peru
|
Mgmt
|
For
|
For
|
For
|
Anthem, Inc.
|
ANTM
|
036752103
|
5/13/2015
|
3
|
Elect John H. Short
|
Mgmt
|
For
|
For
|
For
|
Anthem, Inc.
|
ANTM
|
036752103
|
5/13/2015
|
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Anthem, Inc.
|
ANTM
|
036752103
|
5/13/2015
|
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Anthem, Inc.
|
ANTM
|
036752103
|
5/13/2015
|
7
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
For
|
Against
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
1
|
Elect Lester B. Knight
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
2
|
Elect Gregory C. Case
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
3
|
Elect Fulvio Conti
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
4
|
Elect Cheryl A. Francis
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
5
|
Elect James W. Leng
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
6
|
Elect J. Michael Losh
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
7
|
Elect Robert S. Morrison
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
8
|
Elect Richard B. Myers
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
9
|
Elect Richard C. Notebaert
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
10
|
Elect Gloria Santona
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
11
|
Elect Carolyn Y. Woo
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
12
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
14
|
Ratification of Statutory Auditor
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
15
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
17
|
Remuneration Report (Advisory)
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
18
|
Approval of Share Repurchase Contracts and
Repurchase Counterparties |
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
19
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
20
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
Aon plc
|
AON
|
G0408V102
|
6/17/2015
|
21
|
Authorization of Political Donations and Expenditures
|
Mgmt
|
For
|
For
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
1
|
Elect Timothy D. Cook
|
Mgmt
|
For
|
For
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
2
|
Elect Albert A. Gore, Jr.
|
Mgmt
|
For
|
For
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
3
|
Elect Robert A. Iger
|
Mgmt
|
For
|
For
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
4
|
Elect Andrea Jung
|
Mgmt
|
For
|
For
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
5
|
Elect Arthur D. Levinson
|
Mgmt
|
For
|
For
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
6
|
Elect Ronald D. Sugar
|
Mgmt
|
For
|
For
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
7
|
Elect Sue Wagner
|
Mgmt
|
For
|
For
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
8
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
9
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
10
|
Amendment to the Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
11
|
Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk
|
ShrHoldr
|
Against
|
Against
|
For
|
Apple Inc.
|
AAPL
|
037833100
|
3/10/2015
|
12
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
Against
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
1
|
Elect Alan L. Boeckmann
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
2
|
Elect Mollie Hale Carter
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
3
|
Elect Terrell K. Crews
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
4
|
Elect Pierre Dufour
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
5
|
Elect Donald E. Felsinger
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
6
|
Elect Juan Richardo Luciano
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
7
|
Elect Antonio dos Santos Maciel Neto
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
8
|
Elect Patrick J. Moore
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
9
|
Elect Thomas F. O'Neill
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
10
|
Elect Francisco Sanchez
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
11
|
Elect Daniel Shih
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
12
|
Elect Kelvin R. Westbrook
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
13
|
Elect Patricia A. Woertz
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
16
|
Reapproval of the 2009 Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/7/2015
|
17
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
1
|
Elect Nicholas M. Donofrio
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
2
|
Elect Joseph J. Echevarria
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
3
|
Elect Edward P. Garden
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
4
|
Elect Jeffrey A. Goldstein
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
5
|
Elect Gerald L. Hassell
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
6
|
Elect John M. Hinshaw
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
7
|
Elect Edmund F. Kelly
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
8
|
Elect Richard J. Kogan
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
9
|
Elect John A. Luke, Jr.
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
10
|
Elect Mark A. Nordenberg
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
11
|
Elect Catherine A. Rein
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
12
|
Elect William C. Richardson
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
13
|
Elect Samuel C. Scott III
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
14
|
Elect Wesley W. von Schack
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/14/2015
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Baxter International Inc.
|
BAX
|
071813109
|
5/5/2015
|
1
|
Elect Uma Chowdhry
|
Mgmt
|
For
|
For
|
For
|
Baxter International Inc.
|
BAX
|
071813109
|
5/5/2015
|
2
|
Elect James R. Gavin III
|
Mgmt
|
For
|
For
|
For
|
Baxter International Inc.
|
BAX
|
071813109
|
5/5/2015
|
3
|
Elect Peter S. Hellman
|
Mgmt
|
For
|
For
|
For
|
Baxter International Inc.
|
BAX
|
071813109
|
5/5/2015
|
4
|
Elect Kees J. Storm
|
Mgmt
|
For
|
For
|
For
|
Baxter International Inc.
|
BAX
|
071813109
|
5/5/2015
|
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Baxter International Inc.
|
BAX
|
071813109
|
5/5/2015
|
7
|
2015 Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Baxter International Inc.
|
BAX
|
071813109
|
5/5/2015
|
8
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHoldr
|
Against
|
Against
|
For
|
Baxter International Inc.
|
BAX
|
071813109
|
5/5/2015
|
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
Baxter International Inc.
|
BAX
|
071813109
|
5/5/2015
|
9
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
BlackRock Corporation High Yield Fund III Inc
|
HYT
|
09255P107
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Corporation High Yield Fund III Inc
|
HYT
|
09255P107
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Corporation High Yield Fund III Inc
|
HYT
|
09255P107
|
7/30/2014
|
1.3
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Corporation High Yield Fund III Inc
|
HYT
|
09255P107
|
7/30/2014
|
1.4
|
Elect Frank J. Fabozzi
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Corporation High Yield Fund III Inc
|
HYT
|
09255P107
|
7/30/2014
|
1.5
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Corporation High Yield Fund III Inc
|
HYT
|
09255P107
|
7/30/2014
|
1.6
|
Elect James T. Flynn
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Corporation High Yield Fund III Inc
|
HYT
|
09255P107
|
7/30/2014
|
1.7
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Corporation High Yield Fund III Inc
|
HYT
|
09255P107
|
7/30/2014
|
1.8
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Corporation High Yield Fund III Inc
|
HYT
|
09255P107
|
7/30/2014
|
1.9
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Corporation High Yield Fund III Inc
|
HYT
|
09255P107
|
7/30/2014
|
1.10
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Corporation High Yield Fund III Inc
|
HYT
|
09255P107
|
7/30/2014
|
1.11
|
Elect Karen P. Robards
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Debt Strategies Fund, Inc.
|
DSU
|
09255R103
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Debt Strategies Fund, Inc.
|
DSU
|
09255R103
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Debt Strategies Fund, Inc.
|
DSU
|
09255R103
|
7/30/2014
|
1.3
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Debt Strategies Fund, Inc.
|
DSU
|
09255R103
|
7/30/2014
|
1.4
|
Elect Frank J. Fabozzi
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Debt Strategies Fund, Inc.
|
DSU
|
09255R103
|
7/30/2014
|
1.5
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Debt Strategies Fund, Inc.
|
DSU
|
09255R103
|
7/30/2014
|
1.6
|
Elect James T. Flynn
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Debt Strategies Fund, Inc.
|
DSU
|
09255R103
|
7/30/2014
|
1.7
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Debt Strategies Fund, Inc.
|
DSU
|
09255R103
|
7/30/2014
|
1.8
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Debt Strategies Fund, Inc.
|
DSU
|
09255R103
|
7/30/2014
|
1.9
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Debt Strategies Fund, Inc.
|
DSU
|
09255R103
|
7/30/2014
|
1.10
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Debt Strategies Fund, Inc.
|
DSU
|
09255R103
|
7/30/2014
|
1.11
|
Elect Karen P. Robards
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2014
|
1.3
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2014
|
1.4
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
11/10/2014
|
1
|
Reorganization into the BlackRock Resources & Commodities Trust
|
Mgmt
|
For
|
For 75% Against 22% Abstain 3%
|
For
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2014
|
1.3
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2014
|
1.4
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Blackrock Floating Rate Income Strategies Fund Inc
|
FRA
|
09255X100
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Blackrock Floating Rate Income Strategies Fund Inc
|
FRA
|
09255X100
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Blackrock Floating Rate Income Strategies Fund Inc
|
FRA
|
09255X100
|
7/30/2014
|
1.3
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Blackrock Floating Rate Income Strategies Fund Inc
|
FRA
|
09255X100
|
7/30/2014
|
1.4
|
Elect Frank J. Fabozzi
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Blackrock Floating Rate Income Strategies Fund Inc
|
FRA
|
09255X100
|
7/30/2014
|
1.5
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Blackrock Floating Rate Income Strategies Fund Inc
|
FRA
|
09255X100
|
7/30/2014
|
1.6
|
Elect James T. Flynn
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Blackrock Floating Rate Income Strategies Fund Inc
|
FRA
|
09255X100
|
7/30/2014
|
1.7
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Blackrock Floating Rate Income Strategies Fund Inc
|
FRA
|
09255X100
|
7/30/2014
|
1.8
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Blackrock Floating Rate Income Strategies Fund Inc
|
FRA
|
09255X100
|
7/30/2014
|
1.9
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Blackrock Floating Rate Income Strategies Fund Inc
|
FRA
|
09255X100
|
7/30/2014
|
1.10
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Blackrock Floating Rate Income Strategies Fund Inc
|
FRA
|
09255X100
|
7/30/2014
|
1.11
|
Elect Karen P. Robards
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
BlackRock Floating Rate Income Trust
|
BGT
|
091941104
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Floating Rate Income Trust
|
BGT
|
091941104
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Floating Rate Income Trust
|
BGT
|
091941104
|
7/30/2014
|
1.3
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Floating Rate Income Trust
|
BGT
|
091941104
|
7/30/2014
|
1.4
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2014
|
1.3
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2014
|
1.4
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 95.5% Withhold 4.5%
|
For
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 95.5% Withhold 4.5%
|
For
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2014
|
1.3
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 95.5% Withhold 4.5%
|
For
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2014
|
1.4
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 95.5% Withhold 4.5%
|
For
|
BlackRock Municipal 2020 Term Trust
|
BCX
|
09257A108
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
BlackRock Municipal 2020 Term Trust
|
BCX
|
09257A108
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
BlackRock Municipal 2020 Term Trust
|
BCX
|
09257A108
|
7/30/2014
|
1.3
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
BlackRock Municipal 2020 Term Trust
|
BCX
|
09257A108
|
7/30/2014
|
1.4
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
BlackRock Municipal 2020 Term Trust
|
BCX
|
09257A108
|
11/10/2014
|
1
|
Reorganization of the BlackRock Real Asset Equity Trust
|
Mgmt
|
For
|
For 94% Against 4.5% Abstain 1.5%
|
For
|
BlackRock Municipal 2020 Term Trust
|
BCX
|
09257A108
|
11/10/2014
|
2
|
Reorganization of the BlackRock Real Ecosolutions Investment Trust
|
Mgmt
|
For
|
For 81% Against 18% Abstain 1%
|
For
|
BlackRock MuniHoldings Quality Fund II Inc
|
MUE
|
09254C107
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock MuniHoldings Quality Fund II Inc
|
MUE
|
09254C107
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock MuniHoldings Quality Fund II Inc
|
MUE
|
09254C107
|
7/30/2014
|
1.3
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock MuniHoldings Quality Fund II Inc
|
MUE
|
09254C107
|
7/30/2014
|
1.4
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock MuniHoldings Quality Fund II Inc
|
MUE
|
09254C107
|
7/30/2014
|
1.5
|
Elect James T. Flynn
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock MuniHoldings Quality Fund II Inc
|
MUE
|
09254C107
|
7/30/2014
|
1.6
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock MuniHoldings Quality Fund II Inc
|
MUE
|
09254C107
|
7/30/2014
|
1.7
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock MuniHoldings Quality Fund II Inc
|
MUE
|
09254C107
|
7/30/2014
|
1.8
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock MuniHoldings Quality Fund II Inc
|
MUE
|
09254C107
|
7/30/2014
|
1.9
|
Elect Karen P. Robards
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2014
|
1.3
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2014
|
1.4
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
11/10/2014
|
1
|
Reorganization into the BlackRock Resources & Commodities Trust
|
Mgmt
|
For
|
For 93% Against 4.5% Abstain 2.5%
|
For
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2014
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2014
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2014
|
1.3
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2014
|
1.4
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
1
|
Elect Abdlatif Yousef Al-Hamad
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
2
|
Elect Mathis Cabiallavetta
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
3
|
Elect Pamela Daley
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
4
|
Elect William S. Demchak
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
5
|
Elect Jessica P. Einhorn
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
6
|
Elect Laurence D. Fink
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
7
|
Elect Fabrizio Freda
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
8
|
Elect Murry S. Gerber
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
9
|
Elect James Grosfeld
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
10
|
Elect Robert S. Kapito
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
11
|
Elect David H. Komansky
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
12
|
Elect Sir Deryck C. Maughan
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
13
|
Elect Cheryl D. Mills
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
14
|
Elect Thomas H. O'Brien
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
15
|
Elect Ivan G. Seidenberg
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
16
|
Elect Marco Antonio Slim Domit
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
17
|
Elect John S. Varley
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
18
|
Elect Susan L. Wagner
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
19
|
Amendment to the 1999 Stock Award and Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
20
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
21
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
22
|
Shareholder Proposal Regarding Genocide-Free Investing
|
ShrHoldr
|
Against
|
Against
|
For
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/28/2015
|
23
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
Blackstone/gso Long-short Credit Income Fund
|
BSL
|
09256U105
|
4/22/2015
|
1.1
|
Elect Thomas W. Jasper
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Blackstone/gso Long-short Credit Income Fund
|
BSL
|
09256U105
|
4/22/2015
|
1.2
|
Elect Gary S. Schpero
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
1
|
Elect David L. Calhoun
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
2
|
Elect Arthur D. Collins, Jr.
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
3
|
Elect Kenneth M. Duberstein
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
4
|
Elect Edmund P. Giambastiani, Jr.
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
5
|
Elect Lawrence W. Kellner
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
6
|
Elect Edward M. Liddy
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
7
|
Elect W. James McNerney, Jr.
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
8
|
Elect Susan C. Schwab
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
9
|
Elect Ronald A. Williams
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
10
|
Elect Mike S. Zafirovski
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
13
|
Shareholder Proposal Regarding Recoupment of Unearned Bonuses
|
ShrHoldr
|
Against
|
Against
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
16
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
14
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
Boeing Company
|
BA
|
097023105
|
4/27/2015
|
15
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
1
|
Elect Nelda J. Connors
|
Mgmt
|
For
|
For
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
2
|
Elect Charles J. Dockendorff
|
Mgmt
|
For
|
For
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
3
|
Elect Kristina M. Johnson
|
Mgmt
|
For
|
For
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
4
|
Elect Edward J. Ludwig
|
Mgmt
|
For
|
For
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
5
|
Elect Stephen P. MacMillan
|
Mgmt
|
For
|
For
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
6
|
Elect Michael F. Mahoney
|
Mgmt
|
For
|
For
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
9
|
Elect Pete M. Nicholas
|
Mgmt
|
For
|
For
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
10
|
Elect David J. Roux
|
Mgmt
|
For
|
For
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
11
|
Elect John E. Sununu
|
Mgmt
|
For
|
For
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
14
|
Shareholder Proposal Regarding Animal Welfare
|
ShrHoldr
|
Against
|
Against
|
For
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
7
|
Elect Ernest Mario
|
Mgmt
|
For
|
Abstain
|
Against
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/5/2015
|
8
|
Elect N.J. Nicholas, Jr.
|
Mgmt
|
For
|
Abstain
|
Against
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
1
|
Elect David J. Anderson
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
2
|
Elect Colleen F. Arnold
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
3
|
Elect George S. Barrett
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
4
|
Elect Carrie S. Cox
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
5
|
Elect Calvin Darden
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
6
|
Elect Bruce L. Downey
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
7
|
Elect Patricia A. Hemingway Hall
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
8
|
Elect Clayton M. Jones
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
9
|
Elect Gregory B. Kenny
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
10
|
Elect David P. King
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
11
|
Elect Richard C. Notebaert
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
14
|
Approval of the Material Terms of the Management Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/5/2014
|
15
|
Shareholder Proposal Regarding Political Contributions and Expenditures
|
ShrHoldr
|
Against
|
For
|
Against
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
1
|
Elect David L. Calhoun
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
2
|
Elect Daniel M. Dickinson
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
3
|
Elect Juan Gallardo
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
4
|
Elect Jesse J. Greene, Jr.
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
5
|
Elect Jon M. Huntsman, Jr.
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
6
|
Elect Dennis A. Muilenburg
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
7
|
Elect Douglas R. Oberhelman
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
8
|
Elect William A. Osborn
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
9
|
Elect Debra L. Reed
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
10
|
Elect Edward B. Rust, Jr.
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
11
|
Elect Susan C. Schwab
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
12
|
Elect Miles D. White
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
17
|
Shareholder Proposal Regarding Review of Human Rights Policies
|
ShrHoldr
|
Against
|
Against
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
18
|
Shareholder Proposal Regarding Review of Human Rights Policies (2)
|
ShrHoldr
|
Against
|
Against
|
For
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/10/2015
|
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
CBRE Clarion Global Real Estate Income Fund
|
IGR
|
12504G100
|
11/10/2014
|
1.2
|
Elect Frederick S. Hammer
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
CBRE Clarion Global Real Estate Income Fund
|
IGR
|
12504G100
|
11/10/2014
|
1.1
|
Elect T. Ritson Ferguson
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
Against
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
1
|
Elect Alexander B. Cummings, Jr.
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
2
|
Elect Linnet F. Deily
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
3
|
Elect Robert E. Denham
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
4
|
Elect Alice P. Gast
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
5
|
Elect Enrique Hernandez, Jr.
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
6
|
Elect Jon M. Huntsman, Jr.
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
7
|
Elect Charles W. Moorman, IV
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
8
|
Elect John G. Stumpf
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
9
|
Elect Ronald D. Sugar
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
10
|
Elect Inge G. Thulin
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
11
|
Elect Carl Ware
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
12
|
Elect John S. Watson
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
15
|
Shareholder Proposal Regarding Charitable Contributions
|
ShrHoldr
|
Against
|
Against
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
17
|
Shareholder Proposal Regarding Prohibiting Political Spending
|
ShrHoldr
|
Against
|
Against
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
18
|
Shareholder Proposal Regarding Dividend Policy
|
ShrHoldr
|
Against
|
Against
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
19
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHoldr
|
Against
|
Against
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
20
|
Shareholder Proposal Regarding Hydraulic Fracturing
|
ShrHoldr
|
Against
|
Against
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
23
|
Shareholder Proposal Regarding Environmental Expertise on Board
|
ShrHoldr
|
Against
|
Against
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
24
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
16
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
For
|
Against
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
21
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
For
|
Against
|
Chevron Corporation
|
CVX
|
166764100
|
5/27/2015
|
22
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
CIGNA Corporation
|
CI
|
125509109
|
4/22/2015
|
1
|
Elect John M. Partridge
|
Mgmt
|
For
|
For
|
For
|
CIGNA Corporation
|
CI
|
125509109
|
4/22/2015
|
2
|
Elect James E. Rogers
|
Mgmt
|
For
|
For
|
For
|
CIGNA Corporation
|
CI
|
125509109
|
4/22/2015
|
3
|
Elect Eric C. Wiseman
|
Mgmt
|
For
|
For
|
For
|
CIGNA Corporation
|
CI
|
125509109
|
4/22/2015
|
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
CIGNA Corporation
|
CI
|
125509109
|
4/22/2015
|
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
1
|
Elect Carol A. Bartz
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
2
|
Elect M. Michele Burns
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
3
|
Elect Michael D. Capellas
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
4
|
Elect John T. Chambers
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
5
|
Elect Brian L. Halla
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
7
|
Elect Kristina M. Johnson
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
8
|
Elect Roderick C. McGeary
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
9
|
Elect Arun Sarin
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
10
|
Elect Steven M. West
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
11
|
Amendment to the Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
14
|
Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board
|
ShrHoldr
|
Against
|
Against
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
15
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
Against
|
For
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
6
|
Elect John L. Hennessy
|
Mgmt
|
For
|
Against
|
Against
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/20/2014
|
16
|
Shareholder Proposal Regarding Political Contributions and Expenditures Report
|
ShrHoldr
|
Against
|
For
|
Against
|
ClearBridge Energy MLP Total Return Fund Inc
|
CTR
|
18469Q108
|
3/20/2015
|
1.1
|
Elect Robert D. Agdern
|
Mgmt
|
For
|
For
|
For
|
ClearBridge Energy MLP Total Return Fund Inc
|
CTR
|
18469Q108
|
3/20/2015
|
1.2
|
Elect Eileen A. Kamerick
|
Mgmt
|
For
|
For
|
For
|
ClearBridge Energy MLP Total Return Fund Inc
|
CTR
|
18469Q108
|
3/20/2015
|
1.3
|
Elect Riordan Roett
|
Mgmt
|
For
|
For
|
For
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/15/2014
|
1.1
|
Elect Adam D. Crescenzi
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/15/2014
|
1.2
|
Elect Jerry G. Rutledge
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/15/2014
|
1.3
|
Elect Vincent W. Versaci
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
Cohen & Steers Infrastructure Fund Inc
|
UTF
|
19248A109
|
4/23/2015
|
1.1
|
Elect George Grossman
|
Mgmt
|
For
|
For 96% Abstain 4%
|
For
|
Cohen & Steers Infrastructure Fund Inc
|
UTF
|
19248A109
|
4/23/2015
|
1.2
|
Elect Robert H. Steers
|
Mgmt
|
For
|
For 96% Abstain 4%
|
For
|
Cohen & Steers Infrastructure Fund Inc
|
UTF
|
19248A109
|
4/23/2015
|
1.3
|
Elect C. Edward Ward, Jr.
|
Mgmt
|
For
|
For 96% Abstain 4%
|
For
|
Cohen & Steers Infrastructure Fund Inc
|
UTF
|
19248A109
|
4/23/2015
|
2
|
For Cohen & Steers Infrastructure Fund, Revise Fundamental Investment Restriction Policy Regarding Concentrating Investments in an Industry
|
Mgmt
|
For
|
For 96% Against 2% Abstain 2%
|
For
|
Cohen & Steers Quality Income Realty Fund, Inc.
|
RQI
|
19247L106
|
4/23/2015
|
1.1
|
Elect George Grossman
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Cohen & Steers Quality Income Realty Fund, Inc.
|
RQI
|
19247L106
|
4/23/2015
|
1.2
|
Elect Robert H. Steers
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Cohen & Steers Quality Income Realty Fund, Inc.
|
RQI
|
19247L106
|
4/23/2015
|
1.3
|
Elect C. Edward Ward, Jr.
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Cohen & Steers REIT & Preferred Income Fund, Inc.
|
RNP
|
19247X100
|
4/23/2015
|
1.1
|
Elect George Grossman
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Cohen & Steers REIT & Preferred Income Fund, Inc.
|
RNP
|
19247X100
|
4/23/2015
|
1.2
|
Elect Robert H. Steers
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Cohen & Steers REIT & Preferred Income Fund, Inc.
|
RNP
|
19247X100
|
4/23/2015
|
1.3
|
Elect C. Edward Ward, Jr.
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Cohen & Steers Total Return Realty Fund Inc
|
RFI
|
19247R103
|
4/23/2015
|
1.1
|
Elect George Grossman
|
Mgmt
|
For
|
For 83% Withhold 17%
|
For
|
Cohen & Steers Total Return Realty Fund Inc
|
RFI
|
19247R103
|
4/23/2015
|
1.2
|
Elect Robert H. Steers
|
Mgmt
|
For
|
For 83% Withhold 17%
|
For
|
Cohen & Steers Total Return Realty Fund Inc
|
RFI
|
19247R103
|
4/23/2015
|
1.3
|
Elect C. Edward Ward, Jr.
|
Mgmt
|
For
|
For 83% Withhold 17%
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.1
|
Elect Kenneth J. Bacon
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.2
|
Elect Sheldon M. Bonovitz
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.3
|
Elect Edward D. Breen
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.5
|
Elect J. Michael Cook
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.7
|
Elect Jeffrey A. Honickman
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.8
|
Elect Eduardo G. Mestre
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.9
|
Elect Brian L. Roberts
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.10
|
Elect Ralph J. Roberts
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.11
|
Elect Johnathan A. Rodgers
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
3
|
Amendment to the 2006 Cash Bonus Plan
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
4
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
10/8/2014
|
1
|
Merger
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
10/8/2014
|
2
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.4
|
Elect Joseph J. Collins
|
Mgmt
|
For
|
Withhold
|
Against
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.6
|
Elect Gerald L. Hassell
|
Mgmt
|
For
|
Withhold
|
Against
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
1.12
|
Elect Judith Rodin
|
Mgmt
|
For
|
Withhold
|
Against
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
5
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHoldr
|
Against
|
For
|
Against
|
Comcast Corporation
|
CMCSA
|
20030N101
|
5/21/2015
|
6
|
Shareholder Proposal Regarding Recapitalization
|
ShrHoldr
|
Against
|
For
|
Against
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
1
|
Elect Richard L. Armitage
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
2
|
Elect Richard H. Auchinleck
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
3
|
Elect Charles E. Bunch
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
4
|
Elect James E. Copeland, Jr.
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
5
|
Elect John V. Faraci
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
6
|
Elect Jody L Freeman
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
7
|
Elect Gay Huey Evans
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
8
|
Elect Ryan M. Lance
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
9
|
Elect Arjun N. Murti
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
10
|
Elect Robert A. Niblock
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
11
|
Elect Harald J. Norvik
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
14
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
15
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHoldr
|
Against
|
Against
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
16
|
Shareholder Proposal Regarding Reserves Metrics in Executive Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
ConocoPhillips
|
COP
|
20825C104
|
5/12/2015
|
17
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
For
|
Against
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
1
|
Elect Donald W. Blair
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
2
|
Elect Stephanie A. Burns
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
3
|
Elect John A. Canning Jr.
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
4
|
Elect Richard T. Clark
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
7
|
Elect Deborah A. Henretta
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
8
|
Elect Daniel P. Huttenlocher
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
9
|
Elect Kurt M. Landgraf
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
10
|
Elect Kevin J. Martin
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
11
|
Elect Deborah D. Rieman
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
12
|
Elect Hansel E. Tookes II
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
13
|
Elect Wendell P. Weeks
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
14
|
Elect Mark S. Wrighton
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
17
|
Shareholder Proposal Regarding Holy Land Principles
|
ShrHoldr
|
Against
|
Against
|
For
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
5
|
Elect Robert F. Cummings, Jr.
|
Mgmt
|
For
|
Against
|
Against
|
Corning Incorporated
|
GLW
|
219350105
|
4/30/2015
|
6
|
Elect James B. Flaws
|
Mgmt
|
For
|
Against
|
Against
|
Credit Suisse Asset Management Income Fund, Inc.
|
CIK
|
224916106
|
4/21/2015
|
1.1
|
Elect Lawrence J. Fox
|
Mgmt
|
For
|
For 88% Withhold 12%
|
For
|
Credit Suisse Asset Management Income Fund, Inc.
|
CIK
|
224916106
|
4/21/2015
|
1.2
|
Elect John G. Popp
|
Mgmt
|
For
|
For 88% Withhold 12%
|
For
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/17/2015
|
1.1
|
Elect W. Thacher Brown
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/17/2015
|
1.2
|
Elect Ellen D. Harvey
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/17/2015
|
1.3
|
Elect Thomas E. Spock
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/17/2015
|
1.4
|
Elect Suzanne P. Welsh
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
12/10/2014
|
1
|
Approval of a New Investment Advisory Agreement
|
Mgmt
|
For
|
For 100%
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
1
|
Elect Richard M. Bracken
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
2
|
Elect C. David Brown II
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
3
|
Elect Alecia A. DeCoudreaux
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
4
|
Elect Nancy-Ann M. Deparle
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
5
|
Elect David W. Dorman
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
6
|
Elect Anne M. Finucane
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
7
|
Elect Larry J. Merlo
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
8
|
Elect Jean-Pierre Millon
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
9
|
Elect Richard J. Swift
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
10
|
Elect William C. Weldon
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
11
|
Elect Tony L. White
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
14
|
Approval of the Performance Criteria in the 2010 Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
CVS Health Corporation
|
CVS
|
126650100
|
5/7/2015
|
15
|
Shareholder Proposal Regarding Incorporation of Values in Political Spending
|
ShrHoldr
|
Against
|
Against
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
1
|
Elect Samuel R. Allen
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
2
|
Elect Crandall C. Bowles
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
3
|
Elect Vance D. Coffman
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
4
|
Elect Charles O. Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
5
|
Elect Dipak C. Jain
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
6
|
Elect Michael O. Johanns
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
7
|
Elect Clayton M. Jones
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
8
|
Elect Joachim Milberg
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
9
|
Elect Richard B. Myers
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
10
|
Elect Gregory R. Page
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
11
|
Elect Thomas H. Patrick
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
12
|
Elect Sherry M. Smith
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
13
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
14
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
15
|
Amendment to the Omnibus Equity and Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
16
|
Re-Approval of the Short-Term Incentive Bonus Plan
|
Mgmt
|
For
|
For
|
For
|
Deere & Company
|
DE
|
244199105
|
2/25/2015
|
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/20/2014
|
1.1
|
Elect Thomas L. Bennett
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/20/2014
|
1.2
|
Elect Joseph W. Chow
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/20/2014
|
1.3
|
Elect Patrick P. Coyne
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/20/2014
|
1.4
|
Elect John A. Fry
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/20/2014
|
1.5
|
Elect Lucinda S. Landreth
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/20/2014
|
1.6
|
Elect Frances A. Sevilla-Sacasa
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/20/2014
|
1.7
|
Elect Thomas K. Whitford
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/20/2014
|
1.8
|
Elect Janet L. Yeomans
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/20/2014
|
1.9
|
Elect J. Richard Zecher
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
1
|
Elect Richard H. Anderson
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
2
|
Elect Edward H. Bastian
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
3
|
Elect Francis S. Blake
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
4
|
Elect Roy J. Bostock
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
5
|
Elect John S. Brinzo
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
6
|
Elect Daniel A. Carp
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
7
|
Elect David G. DeWalt
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
8
|
Elect Thomas E. Donilon
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
9
|
Elect William H. Easter III
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
10
|
Elect Mickey P. Foret
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
11
|
Elect Shirley C. Franklin
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
12
|
Elect David R. Goode
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
13
|
Elect George N. Mattson
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
14
|
Elect Douglas R Ralph
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
15
|
Elect Sergio Agapito Lires Rial
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
16
|
Elect Kenneth B. Woodrow
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
18
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Delta Air Lines, Inc.
|
DAL
|
247361702
|
6/25/2015
|
19
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
Deutsche High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/3/2014
|
1.1
|
Elect John W. Ballantine
|
Mgmt
|
For
|
For 83% Withhold 17%
|
For
|
Deutsche High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/3/2014
|
1.2
|
Elect Dawn-Marie Driscoll
|
Mgmt
|
For
|
For 83% Withhold 17%
|
For
|
Deutsche High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/3/2014
|
1.3
|
Elect Kenneth C. Froewiss
|
Mgmt
|
For
|
For 83% Withhold 17%
|
For
|
Deutsche High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/3/2014
|
1.4
|
Elect Rebecca W. Rimel
|
Mgmt
|
For
|
For 83% Withhold 17%
|
For
|
Deutsche High Income Trust
|
KHI
|
23337C208
|
9/3/2014
|
1.1
|
Elect John W. Ballantine
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Deutsche High Income Trust
|
KHI
|
23337C208
|
9/3/2014
|
1.2
|
Elect Dawn-Marie Driscoll
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Deutsche High Income Trust
|
KHI
|
23337C208
|
9/3/2014
|
1.3
|
Elect Kenneth C. Froewiss
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Deutsche High Income Trust
|
KHI
|
23337C208
|
9/3/2014
|
1.4
|
Elect Rebecca W. Rimel
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Deutsche Multi-Market Income Trust
|
KMM
|
23338L108
|
9/3/2014
|
1.1
|
Elect John W. Ballantine
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Deutsche Multi-Market Income Trust
|
KMM
|
23338L108
|
9/3/2014
|
1.2
|
Elect Dawn-Marie Driscoll
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Deutsche Multi-Market Income Trust
|
KMM
|
23338L108
|
9/3/2014
|
1.3
|
Elect Kenneth C. Froewiss
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Deutsche Multi-Market Income Trust
|
KMM
|
23338L108
|
9/3/2014
|
1.4
|
Elect Rebecca W. Rimel
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
1.1
|
Elect Barbara M. Baumann
|
Mgmt
|
For
|
For
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
1.2
|
Elect John E. Bethancourt
|
Mgmt
|
For
|
For
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
1.5
|
Elect Robert A. Mosbacher, Jr.
|
Mgmt
|
For
|
For
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
1.6
|
Elect J. Larry Nichols
|
Mgmt
|
For
|
For
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
1.7
|
Elect Duane Radtke
|
Mgmt
|
For
|
For
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
1.8
|
Elect Mary P. Ricciardello
|
Mgmt
|
For
|
For
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
1.9
|
Elect John Richels
|
Mgmt
|
For
|
For
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
4
|
2015 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
6
|
Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change
|
ShrHoldr
|
Against
|
Against
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
8
|
Shareholder Proposal Regarding Carbon Asset Risk
|
ShrHoldr
|
Against
|
Against
|
For
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
1.3
|
Elect Robert H. Henry
|
Mgmt
|
For
|
Withhold
|
Against
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
1.4
|
Elect Michael M. Kanovsky
|
Mgmt
|
For
|
Withhold
|
Against
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
5
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
For
|
Against
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/3/2015
|
7
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
For
|
Against
|
DIRECTV
|
DTV
|
25490A309
|
9/25/2014
|
1
|
Merger/Acquisition
|
Mgmt
|
For
|
For
|
For
|
DIRECTV
|
DTV
|
25490A309
|
9/25/2014
|
2
|
Advisory Vote on Golden Parachutes
|
Mgmt
|
For
|
For
|
For
|
DIRECTV
|
DTV
|
25490A309
|
9/25/2014
|
3
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
1
|
Elect Jeffrey S. Aronin
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
2
|
Elect Mary K. Bush
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
3
|
Elect Gregory C. Case
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
4
|
Elect Candace H. Duncan
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
5
|
Elect Cynthia A. Glassman
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
6
|
Elect Richard H. Lenny
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
7
|
Elect Thomas G. Maheras
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
8
|
Elect Michael H. Moskow
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
9
|
Elect David W. Nelms
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
10
|
Elect Mark A. Thierer
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
11
|
Elect Lawrence A. Weinbach
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Discover Financial Services
|
DFS
|
254709108
|
4/29/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
1
|
Elect Ajay Banga
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
2
|
Elect Jacqueline K. Barton
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
3
|
Elect James A. Bell
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
4
|
Elect Richard K. Davis
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
5
|
Elect Jeff M. Fettig
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
6
|
Elect Andrew N. Liveris
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
7
|
Elect Mark Loughridge
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
8
|
Elect Raymond J. Milchovich
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
9
|
Elect Robert S. Miller
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
10
|
Elect Paul Polman
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
11
|
Elect Dennis H. Reilley
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
12
|
Elect James M. Ringler
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
13
|
Elect Ruth G. Shaw
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Dow Chemical Company
|
DOW
|
260543103
|
5/14/2015
|
16
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHoldr
|
Against
|
Against
|
For
|
Duff & Phelps Global Utility Income Fund Inc
|
DPG
|
26433C105
|
6/18/2015
|
1.1
|
Elect Donald C. Burke
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Duff & Phelps Global Utility Income Fund Inc
|
DPG
|
26433C105
|
6/18/2015
|
1.2
|
Elect Stewart E. Conner
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Duff & Phelps Global Utility Income Fund Inc
|
DPG
|
26433C105
|
6/18/2015
|
1.3
|
Elect Eileen A. Moran
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Duff & Phelps Global Utility Income Fund Inc
|
DPG
|
26433C105
|
6/18/2015
|
1.4
|
Elect David J. Vitale
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Eaton Vance Senior Floating-Rate Fund
|
EFR
|
27828Q105
|
8/21/2014
|
1.1
|
Elect Thomas E. Faust Jr.
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Eaton Vance Senior Floating-Rate Fund
|
EFR
|
27828Q105
|
8/21/2014
|
1.2
|
Elect William H. Park
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Eaton Vance Senior Income Trust
|
EFT
|
278279104
|
3/26/2015
|
1.1
|
Elect George J. Gorman
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Eaton Vance Senior Income Trust
|
EFT
|
278279104
|
3/26/2015
|
1.2
|
Elect William H. Park
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Eaton Vance Senior Income Trust
|
EFT
|
278279104
|
3/26/2015
|
1.3
|
Elect Ronald A. Pearlman
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Eaton Vance Senior Income Trust
|
EFT
|
278279104
|
3/26/2015
|
1.4
|
Elect Harriett Tee Taggart
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Eaton Vance Senior Income Trust
|
EVF
|
27826S103
|
10/23/2014
|
1.1
|
Elect Thomas E. Faust Jr.
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
Eaton Vance Senior Income Trust
|
EVF
|
27826S103
|
10/23/2014
|
1.2
|
Elect Cynthia E. Frost
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
Eaton Vance Senior Income Trust
|
EVF
|
27826S103
|
10/23/2014
|
1.3
|
Elect Valerie A. Mosley
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
1
|
Elect Douglas M. Baker, Jr.
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
2
|
Elect Barbara J. Beck
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
3
|
Elect Leslie S. Biller
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
4
|
Elect Carl M. Casale
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
5
|
Elect Stephen I. Chazen
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
6
|
Elect Jeffrey M. Ettinger
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
7
|
Elect Jerry A. Grundhofer
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
8
|
Elect Arthur J. Higgins
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
9
|
Elect Joel W. Johnson
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
10
|
Elect Michael Larson
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
11
|
Elect Jerry W. Levin
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
12
|
Elect Robert L. Lumpkins
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
13
|
Elect Tracy B. McKibben
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
14
|
Elect Victoria J. Reich
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
15
|
Elect Suzanne M. Vautrinot
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
16
|
Elect John J. Zillmer
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Ecolab Inc.
|
ECL
|
278865100
|
5/7/2015
|
19
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
4/30/2015
|
1
|
Elect Janet F. Clark
|
Mgmt
|
For
|
For
|
For
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
4/30/2015
|
2
|
Elect Charles R. Crisp
|
Mgmt
|
For
|
For
|
For
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
4/30/2015
|
3
|
Elect James C. Day
|
Mgmt
|
For
|
For
|
For
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
4/30/2015
|
4
|
Elect H. Leighton Steward
|
Mgmt
|
For
|
For
|
For
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
4/30/2015
|
5
|
Elect Donald F. Textor
|
Mgmt
|
For
|
For
|
For
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
4/30/2015
|
6
|
Elect William R. Thomas
|
Mgmt
|
For
|
For
|
For
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
4/30/2015
|
7
|
Elect Frank G. Wisner
|
Mgmt
|
For
|
For
|
For
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
4/30/2015
|
8
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
4/30/2015
|
9
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
4/30/2015
|
11
|
Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target
|
ShrHoldr
|
Against
|
Against
|
For
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
4/30/2015
|
10
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
For
|
Against
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
1
|
Elect Anthony K. Anderson
|
Mgmt
|
For
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
2
|
Elect Ann C. Berzin
|
Mgmt
|
For
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
4
|
Elect Christopher M. Crane
|
Mgmt
|
For
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
6
|
Elect Nicholas DeBenedictis
|
Mgmt
|
For
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
7
|
Elect Paul L. Joskow
|
Mgmt
|
For
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
9
|
Elect Richard W. Mies
|
Mgmt
|
For
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
11
|
Elect John W. Rogers, Jr.
|
Mgmt
|
For
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
12
|
Elect Mayo A. Shattuck III
|
Mgmt
|
For
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
13
|
Elect Stephen D. Steinour
|
Mgmt
|
For
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
16
|
Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
3
|
Elect John A. Canning Jr.
|
Mgmt
|
For
|
Against
|
Against
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
5
|
Elect Yves C. de Balmann
|
Mgmt
|
For
|
Against
|
Against
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
8
|
Elect Robert J. Lawless
|
Mgmt
|
For
|
Against
|
Against
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
10
|
Elect William C. Richardson
|
Mgmt
|
For
|
Against
|
Against
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
17
|
Management Proposal Regarding Proxy Access
|
Mgmt
|
For
|
Against
|
Against
|
Exelon Corporation
|
EXC
|
30161N101
|
4/28/2015
|
18
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
For
|
Against
|
First Trust - Four Corners Senior Floating Rate Income Fund
|
FCT
|
33733U108
|
9/15/2014
|
1.1
|
Elect Thomas R. Kadlec
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
First Trust - Four Corners Senior Floating Rate Income Fund
|
FCT
|
33733U108
|
9/15/2014
|
1.2
|
Elect Richard E. Erickson
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
First Trust Energy Income and Growth Fund
|
FEO
|
33731K102
|
4/20/2015
|
1.1
|
Elect Richard E. Erickson
|
Mgmt
|
For
|
For 55% Withhold 45%
|
For
|
First Trust Energy Income and Growth Fund
|
FEO
|
33731K102
|
4/20/2015
|
1.2
|
Elect Thomas R. Kadlec
|
Mgmt
|
For
|
For 55% Withhold 45%
|
For
|
First Trust Energy Income and Growth Fund
|
FEN
|
33738G104
|
4/20/2015
|
1.1
|
Elect Richard E. Erickson
|
Mgmt
|
For
|
For 59% Withhold 41%
|
For
|
First Trust Energy Income and Growth Fund
|
FEN
|
33738G104
|
4/20/2015
|
1.2
|
Elect Thomas R. Kadlec
|
Mgmt
|
For
|
For 59% Withhold 41%
|
For
|
First Trust Energy Income and Growth Fund
|
FIF
|
33738C103
|
4/20/2015
|
1.1
|
Elect Richard E. Erickson
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
First Trust Energy Income and Growth Fund
|
FIF
|
33738C103
|
4/20/2015
|
1.2
|
Elect Thomas R. Kadlec
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
First Trust High Income Long Short Fund
|
FSD
|
33738E109
|
4/20/2015
|
1.1
|
Elect Richard E. Erickson
|
Mgmt
|
For
|
For 94% Withhold 6%
|
For
|
First Trust High Income Long Short Fund
|
FSD
|
33738E109
|
4/20/2015
|
1.2
|
Elect Thomas R. Kadlec
|
Mgmt
|
For
|
For 94% Withhold 6%
|
For
|
First Trust Intermediate Duration Preferred & Income Fund
|
FPF
|
33739B104
|
4/20/2015
|
1.1
|
Elect Richard E. Erickson
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
First Trust Intermediate Duration Preferred & Income Fund
|
FPF
|
33739B104
|
4/20/2015
|
1.2
|
Elect Thomas R. Kadlec
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
First Trust Mortgage Income Fund
|
FMY
|
33734E103
|
4/20/2015
|
1.1
|
Elect Richard E. Erickson
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
First Trust Mortgage Income Fund
|
FMY
|
33734E103
|
4/20/2015
|
1.2
|
Elect Thomas R. Kadlec
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
1
|
Elect Stephen G. Butler
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
2
|
Elect Kimberly A. Casiano
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
3
|
Elect Anthony F. Earley, Jr.
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
4
|
Elect Mark Fields
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
6
|
Elect William Clay Ford, Jr.
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
7
|
Elect James P. Hackett
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
8
|
Elect James H. Hance, Jr.
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
9
|
Elect William W. Helman IV
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
10
|
Elect Jon M. Huntsman, Jr.
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
11
|
Elect William E. Kennard
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
12
|
Elect John C. Lechleiter
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
13
|
Elect Ellen R. Marram
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
15
|
Elect John L. Thornton
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
5
|
Elect Edsel B. Ford II
|
Mgmt
|
For
|
Against
|
Against
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
14
|
Elect Gerald L. Shaheen
|
Mgmt
|
For
|
Against
|
Against
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
18
|
Shareholder Proposal Regarding Recapitalization
|
ShrHoldr
|
Against
|
For
|
Against
|
Ford Motor Company
|
F
|
345370860
|
5/14/2015
|
19
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
1
|
Elect Peter K. Barker
|
Mgmt
|
For
|
For
|
For
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
2
|
Elect Mariann Byerwalter
|
Mgmt
|
For
|
For
|
For
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
3
|
Elect Charles E. Johnson
|
Mgmt
|
For
|
For
|
For
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
4
|
Elect Gregory E. Johnson
|
Mgmt
|
For
|
For
|
For
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
5
|
Elect Rupert H. Johnson, Jr.
|
Mgmt
|
For
|
For
|
For
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
6
|
Elect Mark C. Pigott
|
Mgmt
|
For
|
For
|
For
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
7
|
Elect Chutta Ratnathicam
|
Mgmt
|
For
|
For
|
For
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
8
|
Elect Laura Stein
|
Mgmt
|
For
|
For
|
For
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
9
|
Elect Seth H. Waugh
|
Mgmt
|
For
|
For
|
For
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
10
|
Elect Geoffrey Y. Yang
|
Mgmt
|
For
|
For
|
For
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/11/2015
|
12
|
Re-Approval of the Material Terms of the 2002 Universal Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Franklin Universal Trust
|
FT
|
355145103
|
3/20/2015
|
1.1
|
Elect Harris J. Ashton
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Franklin Universal Trust
|
FT
|
355145103
|
3/20/2015
|
1.2
|
Elect Mary C. Choksi
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Franklin Universal Trust
|
FT
|
355145103
|
3/20/2015
|
1.3
|
Elect Sam Ginn
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Franklin Universal Trust
|
FT
|
355145103
|
3/20/2015
|
1.4
|
Elect Edith E. Holiday
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Franklin Universal Trust
|
FT
|
355145103
|
3/20/2015
|
1.5
|
Elect Gregory E. Johnson
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Franklin Universal Trust
|
FT
|
355145103
|
3/20/2015
|
1.6
|
Elect Rupert H. Johnson, Jr.
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Franklin Universal Trust
|
FT
|
355145103
|
3/20/2015
|
1.7
|
Elect J. Michael Luttig
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Franklin Universal Trust
|
FT
|
355145103
|
3/20/2015
|
1.8
|
Elect Frank A. Olson
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Franklin Universal Trust
|
FT
|
355145103
|
3/20/2015
|
1.9
|
Elect Larry D. Thompson
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Franklin Universal Trust
|
FT
|
355145103
|
3/20/2015
|
1.10
|
Elect John B. Wilson
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Gabelli Equity Trust Inc.
|
GAB
|
362397101
|
5/11/2015
|
1.1
|
Elect Anthony R. Pustorino
|
Mgmt
|
For
|
For 87% Withhold 13%
|
For
|
Gabelli Global Utility & Income Trust.
|
GLU
|
36242L105
|
5/11/2015
|
1.1
|
Elect Salvatore M. Salibello
|
Mgmt
|
For
|
For 87% Withhold 13%
|
For
|
Gabelli Healthcare & WellnessRx Trust
|
GRX
|
36246K103
|
5/11/2015
|
1.1
|
Elect Robert C. Kolodny
|
Mgmt
|
For
|
For 82% Withhold 18%
|
For
|
Gabelli Healthcare & WellnessRx Trust
|
GRX
|
36246K103
|
5/11/2015
|
1.2
|
Elect Salvatore J. Zizza
|
Mgmt
|
For
|
For 49% Withhold 51%
|
For
|
GAMCO Natural Resources, Gold & Income Trust
|
GNT
|
36465E101
|
5/11/2015
|
1.1
|
Elect Anthony J. Colavita
|
Mgmt
|
For
|
For 92% Withhold 8%
|
For
|
GAMCO Natural Resources, Gold & Income Trust
|
GNT
|
36465E101
|
5/11/2015
|
1.2
|
Elect Frank J. Fahrenkopf, Jr.
|
Mgmt
|
For
|
For 91% Withhold 9%
|
For
|
GAMCO Natural Resources, Gold & Income Trust
|
GNT
|
36465E101
|
5/11/2015
|
1.3
|
Elect William F. Heitmann
|
Mgmt
|
For
|
For 92% Withhold 8%
|
For
|
GAMCO Natural Resources, Gold & Income Trust
|
GNT
|
36465E101
|
5/11/2015
|
1.4
|
Elect Salvatore J. Zizza
|
Mgmt
|
For
|
For 92% Withhold 8%
|
For
|
GDL Fund
|
GDL
|
361570104
|
5/11/2015
|
1.1
|
Elect Mario J. Gabelli
|
Mgmt
|
For
|
For 84% Withhold 16%
|
For
|
GDL Fund
|
GDL
|
361570104
|
5/11/2015
|
1.2
|
Elect Mario d'Urso
|
Mgmt
|
For
|
For 99% Withhold 1%
|
For
|
GDL Fund
|
GDL
|
361570104
|
5/11/2015
|
1.3
|
Elect Michael J. Melarkey
|
Mgmt
|
For
|
For 99% Withhold 1%
|
For
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/15/2015
|
1.2
|
Elect Lewis B. Cullman
|
Mgmt
|
For
|
For 72% Withhold 28%
|
For
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/15/2015
|
1.3
|
Elect Spencer Davidson
|
Mgmt
|
For
|
For 72% Withhold 28%
|
For
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/15/2015
|
1.4
|
Elect John D. Gordan, III
|
Mgmt
|
For
|
For 72% Withhold 28%
|
For
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/15/2015
|
1.5
|
Elect Betsy F. Gotbaum
|
Mgmt
|
For
|
For 72% Withhold 28%
|
For
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/15/2015
|
1.6
|
Elect Sidney R. Knafel
|
Mgmt
|
For
|
For 72% Withhold 28%
|
For
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/15/2015
|
1.7
|
Elect Daniel M. Neidich
|
Mgmt
|
For
|
For 72% Withhold 28%
|
For
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/15/2015
|
1.8
|
Elect Jeffrey W. Priest
|
Mgmt
|
For
|
For 72% Withhold 28%
|
For
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/15/2015
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 85% Against 1.5% Abstain 13.5%
|
For
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/15/2015
|
3
|
Shareholder Proposal to Self-Tender or Liquidate
|
ShrHoldr
|
Against
|
For 34.5% Against 64% Abstain 1.5%
|
For
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/15/2015
|
1.1
|
Elect Rodney B. Berens
|
Mgmt
|
For
|
For 65% Withhold 35%
|
Against
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
1
|
Elect Mary T. Barra
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
2
|
Elect Nicholas D. Chabraja
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
3
|
Elect James S. Crown
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
4
|
Elect Rudy F. deLeon
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
5
|
Elect William P. Fricks
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
6
|
Elect John M. Keane
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
7
|
Elect Lester L. Lyles
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
8
|
Elect James N. Mattis
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
9
|
Elect Phebe N. Novakovic
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
10
|
Elect William A. Osborn
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
11
|
Elect Laura J. Schumacher
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
General Dynamics Corporation
|
GD
|
369550108
|
5/6/2015
|
14
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
1
|
Elect W. Geoffrey Beattie
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
2
|
Elect John J. Brennan
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
3
|
Elect James I. Cash, Jr.
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
4
|
Elect Francisco D'Souza
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
5
|
Elect Marijn E. Dekkers
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
6
|
Elect Susan Hockfield
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
7
|
Elect Jeffrey R. Immelt
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
8
|
Elect Andrea Jung
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
9
|
Elect Robert W. Lane
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
10
|
Elect Rochelle B. Lazarus
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
11
|
Elect James J. Mulva
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
12
|
Elect James E. Rohr
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
13
|
Elect Mary L. Schapiro
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
14
|
Elect Robert J. Swieringa
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
15
|
Elect James S. Tisch
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
16
|
Elect Douglas A. Warner III
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
18
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
19
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
Against
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
20
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
21
|
Shareholder Proposal Regarding Nomination of Retiree Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
22
|
Shareholder Proposal Regarding Holy Land Principles
|
ShrHoldr
|
Against
|
Against
|
For
|
General Electric Company
|
GE
|
369604103
|
4/22/2015
|
23
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHoldr
|
Against
|
Against
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
1
|
Elect John F. Cogan
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
2
|
Elect Etienne F. Davignon
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
3
|
Elect Carla A. Hills
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
4
|
Elect Kevin E. Lofton
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
5
|
Elect John W. Madigan
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
6
|
Elect John C. Martin
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
7
|
Elect Nicholas G. Moore
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
8
|
Elect Richard J. Whitley
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
9
|
Elect Gayle E. Wilson
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
10
|
Elect Per Wold-Olsen
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
12
|
Amendment to the Employee Stock Purchase Plans
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
16
|
Shareholder Proposal Regarding Sustainability Report
|
ShrHoldr
|
Against
|
Against
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
17
|
Shareholder Proposal Regarding Drug Pricing Report
|
ShrHoldr
|
Against
|
Against
|
For
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
14
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
Gilead Sciences, Inc.
|
GILD
|
375558103
|
5/6/2015
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
Global High Income Fund Inc
|
GHI
|
37933G108
|
2/19/2015
|
1.1
|
Elect Richard Q. Armstrong
|
Mgmt
|
For
|
For 63% Withhold 37%
|
For
|
Global High Income Fund Inc
|
GHI
|
37933G108
|
2/19/2015
|
1.2
|
Elect Alan S. Bernikow
|
Mgmt
|
For
|
For 63% Withhold 37%
|
For
|
Global High Income Fund Inc
|
GHI
|
37933G108
|
2/19/2015
|
1.3
|
Elect David Malpass
|
Mgmt
|
For
|
For 63% Withhold 37%
|
For
|
Guggenheim Enhanced Equity Strategy Fund
|
GGE
|
40167K100
|
4/29/2015
|
1
|
Elect Dr. Jerry B. Farley
|
Mgmt
|
For
|
For 97.5% Against 1% Abstain 1.5%
|
For
|
Guggenheim Enhanced Equity Strategy Fund
|
GGE
|
40167K100
|
4/29/2015
|
2
|
Elect Roman Friedrich III
|
Mgmt
|
For
|
For 97.5% Against 1% Abstain 1.5%
|
For
|
Guggenheim Enhanced Equity Strategy Fund
|
GGE
|
40167K100
|
4/29/2015
|
3
|
Elect Ronald A. Nyberg
|
Mgmt
|
For
|
For 97.5% Against 1% Abstain 1.5%
|
For
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GOF
|
40167M106
|
4/29/2015
|
1
|
Elect Dr. Jerry B. Farley
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GOF
|
40167M106
|
4/29/2015
|
2
|
Elect Roman Friedrich III
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GOF
|
40167M106
|
4/29/2015
|
3
|
Elect Ronald A. Nyberg
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Guggenheim Funds Investment Advisors LLC
|
MZF
|
56165R103
|
12/10/2014
|
1
|
Approval of a New Investment Advisory Agreement
|
Mgmt
|
For
|
For 94% Against 2% Abstain 4%
|
For
|
Halliburton Company
|
HAL
|
406216101
|
3/27/2015
|
1
|
Merger/Acquisition
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
3/27/2015
|
2
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
1
|
Elect Abdulaziz F. Al Khayyal
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
2
|
Elect Alan M. Bennett
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
3
|
Elect James R. Boyd
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
5
|
Elect Nance K. Dicciani
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
6
|
Elect Murry S. Gerber
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
7
|
Elect Jose C. Grubisich
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
8
|
Elect David J. Lesar
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
9
|
Elect Robert A. Malone
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
10
|
Elect J. Landis Martin
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
11
|
Elect Jeffrey A. Miller
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
12
|
Elect Debra L. Reed
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
15
|
Amendment to the Stock and Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
16
|
Amendment to the Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
Halliburton Company
|
HAL
|
406216101
|
5/20/2015
|
4
|
Elect Milton Carroll
|
Mgmt
|
For
|
Against
|
Against
|
Herzfeld Caribbean Basin Fund Inc
|
CUBA
|
42804T106
|
11/10/2014
|
2
|
Amendment to Investment Policy
|
Mgmt
|
For
|
For 87% Against 11% Abstain 2%
|
For
|
Herzfeld Caribbean Basin Fund Inc
|
CUBA
|
42804T106
|
11/10/2014
|
1.1
|
Elect Thomas J. Herzfeld
|
Mgmt
|
For
|
For 84% Withhold 16%
|
Against
|
Herzfeld Caribbean Basin Fund Inc
|
CUBA
|
42804T106
|
11/10/2014
|
3
|
Amendment to Investment Advisory Agreement
|
Mgmt
|
For
|
For 74% Against 24% Abstain 2%
|
Against
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
1
|
Elect Marc L. Andreessen
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
2
|
Elect Shumeet Banerji
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
3
|
Elect Robert R. Bennett
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
4
|
Elect Rajiv L. Gupta
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
5
|
Elect Klaus Kleinfeld
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
6
|
Elect Raymond J. Lane
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
7
|
Elect Ann M. Livermore
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
8
|
Elect Raymond E. Ozzie
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
9
|
Elect Gary M. Reiner
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
10
|
Elect Patricia F. Russo
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
11
|
Elect James A. Skinner
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
12
|
Elect Margaret C. Whitman
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/18/2015
|
15
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
1
|
Elect William S. Ayer
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
2
|
Elect Gordon M. Bethune
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
3
|
Elect Kevin Burke
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
4
|
Elect Jaime Chico Pardo
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
5
|
Elect David M. Cote
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
6
|
Elect D. Scott Davis
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
7
|
Elect Linnet F. Deily
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
8
|
Elect Judd Gregg
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
9
|
Elect Clive Hollick
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
10
|
Elect Grace D. Lieblein
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
11
|
Elect George Paz
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
12
|
Elect Bradley T. Sheares
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
13
|
Elect Robin L. Washington
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
16
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
17
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
Honeywell International Inc.
|
HON
|
438516106
|
4/27/2015
|
18
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
For
|
Against
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
1
|
Elect Charlene Barshefsky
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
2
|
Elect Aneel Bhusri
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
3
|
Elect Andy D. Bryant
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
4
|
Elect Susan L. Decker
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
6
|
Elect Reed E. Hundt
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
7
|
Elect Brian M. Krzanich
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
8
|
Elect James D. Plummer
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
9
|
Elect David S. Pottruck
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
10
|
Elect Frank D. Yeary
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
11
|
Elect David B. Yoffie
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
14
|
Amendment to the 2006 Equity Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
15
|
Amendment to the 2006 Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
16
|
Stockholder Proposal Regarding Holy Land Principles
|
ShrHoldr
|
Against
|
Against
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
18
|
Shareholder Proposal Regarding Counting Abstentions
|
ShrHoldr
|
Against
|
Against
|
For
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
5
|
Elect John J. Donahoe
|
Mgmt
|
For
|
Against
|
Against
|
Intel Corporation
|
INTC
|
458140100
|
5/21/2015
|
17
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
1
|
Elect Albert R. Dowden
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
2
|
Elect Prema Mathai-Davis
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
3
|
Elect Raymond Stickel, Jr.
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
4
|
Elect David C. Arch
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
5
|
Elect Larry Soll
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
6
|
Elect Philip A. Taylor
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
7
|
Elect Suzanne Woolsey
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
8
|
Elect James T. Bunch
|
Mgmt
|
For
|
For 93% Against 5.5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
9
|
Elect Bruce L. Crockett
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
10
|
Elect Rodney F. Dammeyer
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
11
|
Elect Jack M. Fields, Jr.
|
Mgmt
|
For
|
For 93% Against 5.5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131H107
|
8/29/2014
|
12
|
Elect Martin L. Flanagan
|
Mgmt
|
For
|
For 93% Against 5.5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
1
|
Elect Albert R. Dowden
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
2
|
Elect Prema Mathai-Davis
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
3
|
Elect Hugo F. Sonnenschein
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
4
|
Elect Raymond Stickel, Jr.
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
5
|
Elect David C. Arch
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
6
|
Elect Frank S. Bayley
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
7
|
Elect Larry Soll
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
8
|
Elect Philip A. Taylor
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
9
|
Elect Suzanne Woolsey
|
Mgmt
|
For
|
For 93% Against 5.5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
10
|
Elect James T. Bunch
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
11
|
Elect Bruce L. Crockett
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
12
|
Elect Rodney F. Dammeyer
|
Mgmt
|
For
|
For 93% Against 5.5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
13
|
Elect Jack M. Fields, Jr.
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco High Income Trust II
|
VLT
|
46131F101
|
8/29/2014
|
14
|
Elect Martin L. Flanagan
|
Mgmt
|
For
|
For 93.5% Against 5% Abstain 1.5%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
1
|
Elect Albert R. Dowden
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
2
|
Elect Prema Mathai-Davis
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
3
|
Elect Raymond Stickel, Jr.
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
4
|
Elect David C. Arch
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
5
|
Elect Larry Soll
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
6
|
Elect Philip A. Taylor
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
7
|
Elect Suzanne Woolsey
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
8
|
Elect James T. Bunch
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
9
|
Elect Bruce L. Crockett
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
10
|
Elect Rodney F. Dammeyer
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
11
|
Elect Jack M. Fields, Jr.
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/29/2014
|
12
|
Elect Martin L. Flanagan
|
Mgmt
|
For
|
For 84% Against 14% Abstain 2%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
1
|
Elect Albert R. Dowden
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
2
|
Elect Prema Mathai-Davis
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
3
|
Elect Raymond Stickel, Jr.
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
4
|
Elect David C. Arch
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
5
|
Elect Larry Soll
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
6
|
Elect Philip A. Taylor
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
7
|
Elect Suzanne Woolsey
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
8
|
Elect James T. Bunch
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
9
|
Elect Bruce L. Crockett
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
10
|
Elect Rodney F. Dammeyer
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
11
|
Elect Jack M. Fields, Jr.
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/29/2014
|
12
|
Elect Martin L. Flanagan
|
Mgmt
|
For
|
For 77.5% Against 20% Abstain 2.5%
|
For
|
Invesco Quality Municipal Income Trust
|
GVT
|
61745P874
|
7/1/2014
|
1.1
|
Elect Frank L. Bowman
|
Mgmt
|
For
|
For
|
For
|
Invesco Quality Municipal Income Trust
|
GVT
|
61745P874
|
7/1/2014
|
1.2
|
Elect Michael Bozic
|
Mgmt
|
For
|
For
|
For
|
Invesco Quality Municipal Income Trust
|
GVT
|
61745P874
|
7/1/2014
|
1.3
|
Elect James F. Higgins
|
Mgmt
|
For
|
For
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
1
|
Elect Albert R. Dowden
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
2
|
Elect Prema Mathai-Davis
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
3
|
Elect Raymond Stickel, Jr.
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
4
|
Elect David C. Arch
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
5
|
Elect Larry Soll
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
6
|
Elect Philip A. Taylor
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
7
|
Elect Suzanne Woolsey
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
8
|
Elect James T. Bunch
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
9
|
Elect Bruce L. Crockett
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
10
|
Elect Rodney F. Dammeyer
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
11
|
Elect Jack M. Fields, Jr.
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust for Investment Grade Municipals
|
VGM
|
46131M106
|
8/29/2014
|
12
|
Elect Martin L. Flanagan
|
Mgmt
|
For
|
For 88% Against 10% Abstain 2%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
1
|
Elect Albert R. Dowden
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
2
|
Elect Prema Mathai-Davis
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
3
|
Elect Raymond Stickel, Jr.
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
4
|
Elect David C. Arch
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
5
|
Elect Larry Soll
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
6
|
Elect Philip A. Taylor
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
7
|
Elect Suzanne Woolsey
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
8
|
Elect James T. Bunch
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
9
|
Elect Bruce L. Crockett
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
10
|
Elect Rodney F. Dammeyer
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
11
|
Elect Jack M. Fields, Jr.
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
Invesco Trust For Investment Grade New York Municipals
|
VPV
|
46132E103
|
8/29/2014
|
12
|
Elect Martin L. Flanagan
|
Mgmt
|
For
|
For 91% Against 7.5% Abstain 1.5%
|
For
|
John Hancock Financial Opportunities Fund
|
BTO
|
409735206
|
1/26/2015
|
1.1
|
Elect Charles L. Bardelis
|
Mgmt
|
For
|
For 92% Withhold 8%
|
For
|
John Hancock Financial Opportunities Fund
|
BTO
|
409735206
|
1/26/2015
|
1.2
|
Elect Peter S. Burgess
|
Mgmt
|
For
|
For 92% Withhold 8%
|
For
|
John Hancock Financial Opportunities Fund
|
BTO
|
409735206
|
1/26/2015
|
1.3
|
Elect Theron S. Hoffman
|
Mgmt
|
For
|
For 92% Withhold 8%
|
For
|
John Hancock Financial Opportunities Fund
|
BTO
|
409735206
|
1/26/2015
|
1.4
|
Elect Warren A. Thomson
|
Mgmt
|
For
|
For 92% Withhold 8%
|
For
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
1/26/2015
|
1.1
|
Elect Charles L. Bardelis
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
1/26/2015
|
1.2
|
Elect Peter S. Burgess
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
1/26/2015
|
1.3
|
Elect Theron S. Hoffman
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
1/26/2015
|
1.4
|
Elect Warren A. Thomson
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/28/2015
|
1.1
|
Elect Natalie A. Black
|
Mgmt
|
For
|
For
|
For
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/28/2015
|
1.2
|
Elect Raymond L. Conner
|
Mgmt
|
For
|
For
|
For
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/28/2015
|
1.3
|
Elect Richard Goodman
|
Mgmt
|
For
|
For
|
For
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/28/2015
|
1.4
|
Elect William H. Lacy
|
Mgmt
|
For
|
For
|
For
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/28/2015
|
1.5
|
Elect Alex A. Molinaroli
|
Mgmt
|
For
|
For
|
For
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/28/2015
|
1.6
|
Elect Mark P. Vergnano
|
Mgmt
|
For
|
For
|
For
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/28/2015
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/28/2015
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
1
|
Elect Linda B. Bammann
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
2
|
Elect James A. Bell
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
3
|
Elect Crandall C. Bowles
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
4
|
Elect Stephen B. Burke
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
5
|
Elect James S. Crown
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
6
|
Elect James Dimon
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
7
|
Elect Timothy P. Flynn
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
8
|
Elect Laban P. Jackson, Jr.
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
9
|
Elect Michael A. Neal
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
10
|
Elect Lee R. Raymond
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
11
|
Elect William C. Weldon
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
14
|
Amendment to the Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
16
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
17
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
18
|
Shareholder Proposal Regarding Counting Abstentions
|
ShrHoldr
|
Against
|
Against
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
19
|
Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service
|
ShrHoldr
|
Against
|
Against
|
For
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/19/2015
|
20
|
Shareholder Proposal Regarding Recoupment Report
|
ShrHoldr
|
Against
|
For
|
Against
|
JPMorgan China Region Fund Inc
|
JFC
|
48126T104
|
5/14/2015
|
1.1
|
Elect The Earl of Cromer
|
Mgmt
|
For
|
FOR:15% WITHHOLD:85%
|
For
|
JPMorgan China Region Fund Inc
|
JFC
|
48126T104
|
5/14/2015
|
1.2
|
Elect Simon J. Crinage
|
Mgmt
|
For
|
FOR: 14% WITHHOLD: 86%
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.1
|
Elect Richard D. Kinder
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.2
|
Elect Steven J. Kean
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.3
|
Elect Ted A. Gardner
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.4
|
Elect Anthony W. Hall, Jr.
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.5
|
Elect Gary L. Hultquist
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.6
|
Elect Ronald L. Kuehn, Jr.
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.7
|
Elect Deborah A. Macdonald
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.9
|
Elect Michael C. Morgan
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.10
|
Elect Arthur C. Reichstetter
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.11
|
Elect Fayez S. Sarofim
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.12
|
Elect C. Park Shaper
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.13
|
Elect William A. Smith
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.14
|
Elect Joel V. Staff
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.15
|
Elect Robert F. Vagt
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.16
|
Elect Perry M. Waughtal
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
2
|
Approval of the 2015 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
3
|
Approval of the 2015 Annual Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
6
|
Amendments to Certificate of Incorporation to Comply with Jones Act
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
7
|
Shareholder Proposal Regarding Report on Response to Climate Change Policy
|
ShrHoldr
|
Against
|
Against
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
8
|
Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets
|
ShrHoldr
|
Against
|
Against
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
11/20/2014
|
1
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
11/20/2014
|
2
|
Merger/Acquisition
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
11/20/2014
|
3
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
1.8
|
Elect Michael Miller
|
Mgmt
|
For
|
Withhold
|
Against
|
Kinder Morgan, Inc.
|
KMI
|
49456B101
|
5/7/2015
|
9
|
Shareholder Proposal Regarding Sustainability Report
|
ShrHoldr
|
Against
|
For
|
Against
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
1
|
Elect Nora. A. Aufreiter
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
2
|
Elect Robert D. Beyer
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
3
|
Elect Susan J. Kropf
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
4
|
Elect David B. Lewis
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
5
|
Elect W. Rodney McMullen
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
6
|
Elect Jorge P. Montoya
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
7
|
Elect Clyde R. Moore
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
8
|
Elect Susan M. Phillips
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
9
|
Elect James A. Runde
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
10
|
Elect Ronald L. Sargent
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
11
|
Elect Bobby S. Shackouls
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
14
|
Shareholder Proposal Regarding Human Rights Report
|
ShrHoldr
|
Against
|
Against
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
15
|
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
|
ShrHoldr
|
Against
|
Against
|
For
|
Kroger Co.
|
KR
|
501044101
|
6/25/2015
|
16
|
Shareholder Proposal Regarding Use of Antibiotics
|
ShrHoldr
|
Against
|
Against
|
For
|
Lazard Global Total Return and Income Fund Inc
|
LGI
|
52106W103
|
4/24/2015
|
1.1
|
Elect Franci J. Blassberg
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Lazard Global Total Return and Income Fund Inc
|
LGI
|
52106W103
|
4/24/2015
|
1.2
|
Elect Trevor W. Morrison
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Lazard Global Total Return and Income Fund Inc
|
LGI
|
52106W103
|
4/24/2015
|
1.3
|
Elect Robert M. Solmson
|
Mgmt
|
For
|
For 69% Withhold 31%
|
For
|
Lazard Global Total Return and Income Fund Inc
|
LGI
|
52106W103
|
4/24/2015
|
1.4
|
Elect Charles L. Carroll
|
Mgmt
|
For
|
For 65.5% Withhold 34.5%
|
Against
|
Lazard World Dividend & Income Fund Inc
|
LOR
|
521076109
|
4/24/2015
|
1.2
|
Elect Franci J. Blassberg
|
Mgmt
|
For
|
For 61% Withhold 39%
|
For
|
Lazard World Dividend & Income Fund Inc
|
LOR
|
521076109
|
4/24/2015
|
1.4
|
Elect Trevor W. Morrison
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Lazard World Dividend & Income Fund Inc
|
LOR
|
521076109
|
4/24/2015
|
1.1
|
Elect Ashish Bhutani
|
Mgmt
|
For
|
For 48% Withhold 52%
|
Against
|
Lazard World Dividend & Income Fund Inc
|
LOR
|
521076109
|
4/24/2015
|
1.3
|
Elect Richard Reiss, Jr.
|
Mgmt
|
For
|
For 60% Withhold 40%
|
Against
|
Legg Mason BW Global Income Opportunities Fund Inc
|
BWG
|
52469B100
|
2/27/2015
|
1.1
|
Elect Robert D. Agdern
|
Mgmt
|
For
|
For 88% Withhold 12%
|
For
|
Legg Mason BW Global Income Opportunities Fund Inc
|
BWG
|
52469B100
|
2/27/2015
|
1.2
|
Elect Eileen A. Kamerick
|
Mgmt
|
For
|
For 88% Withhold 12%
|
For
|
Legg Mason BW Global Income Opportunities Fund Inc
|
BWG
|
52469B100
|
2/27/2015
|
1.3
|
Elect Riordan Roett
|
Mgmt
|
For
|
For 88% Withhold 12%
|
For
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/20/2015
|
1.1
|
Elect Robert D. Agdern
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/20/2015
|
1.2
|
Elect Carol L. Colman
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/20/2015
|
1.3
|
Elect Daniel P. Cronin
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/20/2015
|
1.4
|
Elect Paolo M. Cucchi
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
LMP Corporate Loan Fund Inc
|
TLI
|
50208B100
|
1/30/2015
|
1.1
|
Elect Rober Agdern
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
LMP Corporate Loan Fund Inc
|
TLI
|
50208B100
|
1/30/2015
|
1.2
|
Elect William R. Hutchinson
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
LMP Real Estate Income Fund Inc.
|
RIT
|
50208C108
|
6/16/2015
|
1.1
|
Elect Gerald Hellerman
|
Mgmt
|
N/A
|
TNA
|
N/A
|
LMP Real Estate Income Fund Inc.
|
RIT
|
50208C108
|
6/16/2015
|
1.2
|
Elect Andrew Dakos
|
Mgmt
|
N/A
|
TNA
|
N/A
|
LMP Real Estate Income Fund Inc.
|
RIT
|
50208C108
|
6/16/2015
|
1.3
|
Elect Richard Cohen
|
Mgmt
|
N/A
|
TNA
|
N/A
|
LMP Real Estate Income Fund Inc.
|
RIT
|
50208C108
|
6/16/2015
|
2
|
Shareholder Proposal to Authorize a Self-Tender for the Fund's Common Shares
|
ShrHoldr
|
N/A
|
TNA
|
N/A
|
LMP Real Estate Income Fund Inc.
|
RIT
|
50208C108
|
6/16/2015
|
1.1
|
Elect Robert Agdern
|
Mgmt
|
For
|
For: 95% Withhold: 5%
|
For
|
LMP Real Estate Income Fund Inc.
|
RIT
|
50208C108
|
6/16/2015
|
1.2
|
Elect William R. Hutchinson
|
Mgmt
|
For
|
For: 95% Withhold: 5%
|
For
|
LMP Real Estate Income Fund Inc.
|
RIT
|
50208C108
|
6/16/2015
|
1.3
|
Elect Eileen A. Kamerick
|
Mgmt
|
For
|
For: 95% Withhold: 5%
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
1
|
Elect Daniel F. Akerson
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
2
|
Elect Nolan D. Archibald
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
3
|
Elect Rosalind G. Brewer
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
4
|
Elect David B. Burritt
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
5
|
Elect James O. Ellis, Jr.
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
6
|
Elect Thomas J. Falk
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
7
|
Elect Marillyn A. Hewson
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
8
|
Elect Gwendolyn S. King
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
9
|
Elect James M. Loy
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
10
|
Elect Joseph W. Ralston
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
11
|
Elect Anne L. Stevens
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
15
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/23/2015
|
14
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
1
|
Elect Robin Buchanan
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
2
|
Elect Stephen F. Cooper
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
3
|
Elect Isabella D. Goren
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
4
|
Elect Robert G. Gwin
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
5
|
Elect Kevin W. Brown
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
6
|
Elect Jeffrey A. Kaplan
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
7
|
Adoption of Dutch Statutory Annual Accounts for 2014
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
8
|
DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
9
|
DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
10
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
11
|
Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
12
|
Allocation of Dividends
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
13
|
Advisory Vote Approving Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
14
|
Authority to Issue Shares
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
15
|
Supression of Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
16
|
Amendment to the 2012 Global Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
LyondellBasell Industries N.V.
|
LYB
|
N53745100
|
5/6/2015
|
17
|
Authority of Management Board to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
Macquarie Global Infrastructure Total Return Fund Inc
|
MGU
|
55608D101
|
6/17/2015
|
1
|
Elect Gordon A. Baird
|
Mgmt
|
For
|
For 97% Against 1.5% Abstain 1.5%
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
1
|
Elect Stephen F. Bollenbach
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
2
|
Elect John A. Bryant
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
3
|
Elect Deirdre P. Connelly
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
4
|
Elect Meyer Feldberg
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
5
|
Elect Leslie D. Hale
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
6
|
Elect Sara L. Levinson
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
7
|
Elect Terry J. Lundgren
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
8
|
Elect Joseph Neubauer
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
9
|
Elect Joyce M. Roche
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
10
|
Elect Paul C. Varga
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
11
|
Elect Craig E. Weatherup
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
12
|
Elect Marna C. Whittington
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
13
|
Elect Annie A. Young-Scrivner
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Macy's Inc.
|
M
|
55616P104
|
5/15/2015
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
MainStay DefinedTerm Municipal Opportunities Fund
|
MMD
|
56064K100
|
9/23/2014
|
1.1
|
Elect Alan R. Latshaw
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
1
|
Elect Gregory H. Boyce
|
Mgmt
|
For
|
For
|
For
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
2
|
Elect Pierre R. Brondeau
|
Mgmt
|
For
|
For
|
For
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
4
|
Elect Marcela E. Donadio
|
Mgmt
|
For
|
For
|
For
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
5
|
Elect Philip Lader
|
Mgmt
|
For
|
For
|
For
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
6
|
Elect Michael E.J. Phelps
|
Mgmt
|
For
|
For
|
For
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
7
|
Elect Dennis H. Reilley
|
Mgmt
|
For
|
For
|
For
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
8
|
Elect Lee M. Tillman
|
Mgmt
|
For
|
For
|
For
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
12
|
Shareholder Proposal Regarding Report on Response to Climate Change Policy
|
ShrHoldr
|
Against
|
Against
|
For
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
3
|
Elect Chadwick C. Deaton
|
Mgmt
|
For
|
Against
|
Against
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/29/2015
|
11
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
For
|
Against
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
1
|
Elect Oscar Fanjul Martin
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
2
|
Elect Daniel S. Glaser
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
3
|
Elect H. Edward Hanway
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
4
|
Elect Ian Lang
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
5
|
Elect Elaine La Roche
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
6
|
Elect Maria Silvia Bastos Marques
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
7
|
Elect Steven A. Mills
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
8
|
Elect Bruce P. Nolop
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
9
|
Elect Marc D. Oken
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
10
|
Elect Morton O. Schapiro
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
11
|
Elect Lloyd M. Yates
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
12
|
Elect R. David Yost
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/21/2015
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
1
|
Elect Cheryl W. Grise
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
2
|
Elect Carlos M. Gutierrez
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
3
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
4
|
Elect Steven A. Kandarian
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
5
|
Elect Alfred F. Kelly, Jr.
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
6
|
Elect Edward J. Kelly, III
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
7
|
Elect William E. Kennard
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
8
|
Elect James M. Kilts
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
9
|
Elect Catherine R. Kinney
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
10
|
Elect Denise M. Morrison
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
11
|
Elect Kenton J. Sicchitano
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
12
|
Elect Lulu C. Wang
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
13
|
Elimination of Supermajority Requirement
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
14
|
Elimination of Supermajority Requirement
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
MetLife, Inc.
|
MET
|
59156R108
|
4/28/2015
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
MFS Charter Income Trust
|
MCR
|
552727109
|
10/2/2014
|
1.1
|
Elect Steven E. Buller
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
MFS Charter Income Trust
|
MCR
|
552727109
|
10/2/2014
|
1.2
|
Elect William R. Gutow
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
MFS Charter Income Trust
|
MCR
|
552727109
|
10/2/2014
|
1.3
|
Elect Michael Hegarty
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
MFS Charter Income Trust
|
MCR
|
552727109
|
10/2/2014
|
1.4
|
Elect John P. Kavanaugh
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
MFS Charter Income Trust
|
MCR
|
552727109
|
10/2/2014
|
1.5
|
Elect Robert W. Uek
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
MFS High Income Municipal Trust
|
CXE
|
59318D104
|
10/2/2014
|
1.1
|
Elect Steven E. Buller
|
Mgmt
|
For
|
For 93% Withhold 7%
|
For
|
MFS High Income Municipal Trust
|
CXE
|
59318D104
|
10/2/2014
|
1.2
|
Elect William R. Gutow
|
Mgmt
|
For
|
For 93% Withhold 7%
|
For
|
MFS High Income Municipal Trust
|
CXE
|
59318D104
|
10/2/2014
|
1.3
|
Elect Michael Hegarty
|
Mgmt
|
For
|
For 93% Withhold 7%
|
For
|
MFS High Income Municipal Trust
|
CXE
|
59318D104
|
10/2/2014
|
1.4
|
Elect Robert W. Uek
|
Mgmt
|
For
|
For 93% Withhold 7%
|
For
|
MFS High Yield Municipal Trust
|
CMU
|
59318E102
|
10/2/2014
|
1.1
|
Elect Steven E. Buller
|
Mgmt
|
For
|
For 95.5% Withhold 4.5%
|
For
|
MFS High Yield Municipal Trust
|
CMU
|
59318E102
|
10/2/2014
|
1.2
|
Elect William R. Gutow
|
Mgmt
|
For
|
For 95.5% Withhold 4.5%
|
For
|
MFS High Yield Municipal Trust
|
CMU
|
59318E102
|
10/2/2014
|
1.3
|
Elect Michael Hegarty
|
Mgmt
|
For
|
For 95.5% Withhold 4.5%
|
For
|
MFS High Yield Municipal Trust
|
CMU
|
59318E102
|
10/2/2014
|
1.4
|
Elect Robert W. Uek
|
Mgmt
|
For
|
For 95.5% Withhold 4.5%
|
For
|
MFS Intermediate High Income Fund
|
CIF
|
59318T109
|
10/2/2014
|
1.1
|
Elect Steven E. Buller
|
Mgmt
|
For
|
For 77.5% Withhold 22.5%
|
For
|
MFS Intermediate High Income Fund
|
CIF
|
59318T109
|
10/2/2014
|
1.2
|
Elect William R. Gutow
|
Mgmt
|
For
|
For 77.5% Withhold 22.5%
|
For
|
MFS Intermediate High Income Fund
|
CIF
|
59318T109
|
10/2/2014
|
1.3
|
Elect Michael Hegarty
|
Mgmt
|
For
|
For 77.5% Withhold 22.5%
|
For
|
MFS Intermediate High Income Fund
|
CIF
|
59318T109
|
10/2/2014
|
1.4
|
Elect John P. Kavanaugh
|
Mgmt
|
For
|
For 77.5% Withhold 22.5%
|
For
|
MFS Intermediate High Income Fund
|
CIF
|
59318T109
|
10/2/2014
|
1.5
|
Elect Robert W. Uek
|
Mgmt
|
For
|
For 77.5% Withhold 22.5%
|
For
|
MFS Investment Grade Municipal Trust
|
CXH
|
59318B108
|
10/2/2014
|
1.1
|
Elect Steven E. Buller
|
Mgmt
|
For
|
For 88% Withhold 12%
|
For
|
MFS Investment Grade Municipal Trust
|
CXH
|
59318B108
|
10/2/2014
|
1.2
|
Elect William R. Gutow
|
Mgmt
|
For
|
For 88% Withhold 12%
|
For
|
MFS Investment Grade Municipal Trust
|
CXH
|
59318B108
|
10/2/2014
|
1.3
|
Elect Michael Hegarty
|
Mgmt
|
For
|
For 88% Withhold 12%
|
For
|
MFS Investment Grade Municipal Trust
|
CXH
|
59318B108
|
10/2/2014
|
1.4
|
Elect Robert W. Uek
|
Mgmt
|
For
|
For 88% Withhold 12%
|
For
|
MFS Multimarket Income Trust
|
MMT
|
552737108
|
10/2/2014
|
1.1
|
Elect Steven E. Buller
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
MFS Multimarket Income Trust
|
MMT
|
552737108
|
10/2/2014
|
1.2
|
Elect William R. Gutow
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
MFS Multimarket Income Trust
|
MMT
|
552737108
|
10/2/2014
|
1.3
|
Elect Michael Hegarty
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
MFS Multimarket Income Trust
|
MMT
|
552737108
|
10/2/2014
|
1.4
|
Elect John P. Kavanaugh
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
MFS Multimarket Income Trust
|
MMT
|
552737108
|
10/2/2014
|
1.5
|
Elect Robert W. Uek
|
Mgmt
|
For
|
For
|
For
|
MFS Municipal Income Trust
|
MFM
|
552738106
|
10/2/2014
|
1.1
|
Elect Steven E. Buller
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
MFS Municipal Income Trust
|
MFM
|
552738106
|
10/2/2014
|
1.2
|
Elect William R. Gutow
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
MFS Municipal Income Trust
|
MFM
|
552738106
|
10/2/2014
|
1.3
|
Elect Michael Hegarty
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
MFS Municipal Income Trust
|
MFM
|
552738106
|
10/2/2014
|
1.4
|
Elect Robert W. Uek
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
1
|
Elect William H. Gates III
|
Mgmt
|
For
|
For
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
2
|
Elect Maria Klawe
|
Mgmt
|
For
|
For
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
3
|
Elect Teri L. List-Stoll
|
Mgmt
|
For
|
For
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
4
|
Elect G. Mason Morfit
|
Mgmt
|
For
|
For
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
5
|
Elect Satya Nadella
|
Mgmt
|
For
|
For
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
6
|
Elect Charles H. Noski
|
Mgmt
|
For
|
For
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
7
|
Elect Helmut G. W. Panke
|
Mgmt
|
For
|
For
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
8
|
Elect Charles W. Scharf
|
Mgmt
|
For
|
For
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
9
|
Elect John W. Stanton
|
Mgmt
|
For
|
For
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
11
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
13
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
Against
|
For
|
Microsoft Corporation
|
MSFT
|
594918104
|
12/3/2014
|
10
|
Elect John W. Thompson
|
Mgmt
|
For
|
Against
|
Against
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
1
|
Elect Stephen F. Bollenbach
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
2
|
Elect Lewis W.K. Booth
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
3
|
Elect Lois D. Juliber
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
4
|
Elect Mark D. Ketchum
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
5
|
Elect Jorge S. Mesquita
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
6
|
Elect Joseph Neubauer
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
7
|
Elect Nelson Peltz
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
8
|
Elect Fredric G. Reynolds
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
9
|
Elect Irene B. Rosenfeld
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
10
|
Elect Patrick Siewert
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
11
|
Elect Ruth J. Simmons
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
12
|
Elect Jean-Francois M. L. van Boxmeer
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Mondelez International Inc.
|
MDLZ
|
609207105
|
5/20/2015
|
15
|
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
|
ShrHoldr
|
Against
|
Against
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
1
|
Elect Erskine B. Bowles
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
2
|
Elect Thomas H. Glocer
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
3
|
Elect James P. Gorman
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
4
|
Elect Robert H. Herz
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
5
|
Elect Klaus Kleinfield
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
6
|
Elect Jami Miscik
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
7
|
Elect Donald T. Nicolaisen
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
8
|
Elect Hutham S. Olayan
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
9
|
Elect James W. Owens
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
10
|
Elect Ryosuke Tamakoshi
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
11
|
Elect Masaaki Tanaka
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
12
|
Elect Perry M. Traquina
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
13
|
Elect Laura D'Andrea Tyson
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
14
|
Elect Rayford Wilkins, Jr.
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
17
|
Amendment to the 2007 Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
18
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
19
|
Shareholder Proposal Regarding Counting Abstentions
|
ShrHoldr
|
Against
|
Against
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
20
|
Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service
|
ShrHoldr
|
Against
|
Against
|
For
|
Morgan Stanley
|
MS
|
617446448
|
5/19/2015
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
Morgan Stanley China A Share Fund Inc
|
CAF
|
617468103
|
6/30/2015
|
1.1
|
Elect Michael Bozic
|
Mgmt
|
For
|
For: 87% Withhold: 13%
|
For
|
Morgan Stanley China A Share Fund Inc
|
CAF
|
617468103
|
6/30/2015
|
1.2
|
Elect Nancy C. Everett
|
Mgmt
|
For
|
For:95% Withhold: 5%
|
For
|
Morgan Stanley China A Share Fund Inc
|
CAF
|
617468103
|
6/30/2015
|
1.3
|
Elect Michael F. Klein
|
Mgmt
|
For
|
For: 86% Withhold: 14%
|
For
|
Morgan Stanley China A Share Fund Inc
|
CAF
|
617468103
|
6/30/2015
|
1.4
|
Elect W. Allen Reed
|
Mgmt
|
For
|
For: 87% Withhold: 13%
|
For
|
Morgan Stanley European Fund Inc
|
RNE
|
616988101
|
7/1/2014
|
1.1
|
Elect Kathleen A. Dennis
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley European Fund Inc
|
RNE
|
616988101
|
7/1/2014
|
1.2
|
Elect Joseph J. Kearns
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley European Fund Inc
|
RNE
|
616988101
|
7/1/2014
|
1.3
|
Elect Michael E. Nugent
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley European Fund Inc
|
RNE
|
616988101
|
7/1/2014
|
1.4
|
Elect Fergus Reid
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley India Investment Fund Inc
|
IIF
|
61745C105
|
6/30/2015
|
1.1
|
Elect M.J. Marcel Vivian Descroizilles
|
Mgmt
|
For
|
For: 88% Withhold: 12%
|
For
|
Morgan Stanley India Investment Fund Inc
|
IIF
|
61745C105
|
6/30/2015
|
1.2
|
Elect Joseph J. Kearns
|
Mgmt
|
For
|
For: 34% Withhold: 66%
|
For
|
Morgan Stanley India Investment Fund Inc
|
IIF
|
61745C105
|
7/1/2014
|
1.1
|
Elect Ravindranath Santosh Kumar Hazareesing
|
Mgmt
|
For
|
For
|
For
|
Morgan Stanley India Investment Fund Inc
|
IIF
|
61745C105
|
7/1/2014
|
1.2
|
Elect Mamode Izam Nathadkhan
|
Mgmt
|
For
|
For
|
For
|
Neuberger Berman High Yield Strategies Fund
|
NHS
|
64128C106
|
9/17/2014
|
1.1
|
Elect Candace L. Straight
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Neuberger Berman High Yield Strategies Fund
|
NHS
|
64128C106
|
9/17/2014
|
1.2
|
Elect Martha C. Goss
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Neuberger Berman High Yield Strategies Fund
|
NHS
|
64128C106
|
9/17/2014
|
1.3
|
Elect Joseph V. Amato
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Neuberger Berman High Yield Strategies Fund
|
NHS
|
64128C106
|
9/17/2014
|
1.4
|
Elect Faith Colish
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Neuberger Berman Real Estate Securities Income Fund Inc
|
NRO
|
64190A103
|
9/17/2014
|
1.1
|
Elect Candace L. Straight
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Neuberger Berman Real Estate Securities Income Fund Inc
|
NRO
|
64190A103
|
9/17/2014
|
1.2
|
Elect Martha C. Goss
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Neuberger Berman Real Estate Securities Income Fund Inc
|
NRO
|
64190A103
|
9/17/2014
|
1.3
|
Elect Joseph V. Amato
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Neuberger Berman Real Estate Securities Income Fund Inc
|
NRO
|
64190A103
|
9/17/2014
|
1.4
|
Elect Faith Colish
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
New Ireland Fund Inc
|
IRL
|
645673104
|
6/9/2015
|
1.1
|
Elect Peter J. Hooper
|
Mgmt
|
For
|
For: 59% Withhold: 41%
|
Against
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
1
|
Elect Wesley G. Bush
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
2
|
Elect Marianne C. Brown
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
3
|
Elect Victor H. Fazio
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
4
|
Elect Donald E. Felsinger
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
5
|
Elect Bruce S. Gordon
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
6
|
Elect William H. Hernandez
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
7
|
Elect Madeleine A. Kleiner
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
8
|
Elect Karl J. Krapek
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
9
|
Elect Richard B. Myers
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
10
|
Elect Gary Roughead
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
11
|
Elect Thomas M. Schoewe
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
12
|
Elect James S. Turley
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
14
|
Amendment to the 2011 Long-Term Incentive Stock Plan
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Northrop Grumman Corporation
|
NOC
|
666807102
|
5/20/2015
|
16
|
Shareholder Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
Nuveen Credit Strategies Income Fund
|
JQC
|
67073D102
|
3/26/2015
|
1.1
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 94% Against 3% Abstain 3%
|
For
|
Nuveen Credit Strategies Income Fund
|
JQC
|
67073D102
|
3/26/2015
|
1.2
|
Elect William J. Schneider
|
Mgmt
|
For
|
For 93% Against 4% Abstain 3%
|
For
|
Nuveen Credit Strategies Income Fund
|
JQC
|
67073D102
|
3/26/2015
|
1.3
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Credit Strategies Income Fund
|
JQC
|
67073D102
|
11/7/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Nuveen Credit Strategies Income Fund
|
JQC
|
67073D102
|
11/7/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Nuveen Credit Strategies Income Fund
|
JQC
|
67073D102
|
11/7/2014
|
3.1
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
3/26/2015
|
1.1
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
3/26/2015
|
1.2
|
Elect William J. Schneider
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
3/26/2015
|
1.3
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 95% Withhold 5%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 93% Against 4% Abstain 3%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 92% Against 4% Abstain 4%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
8/5/2014
|
3
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 92% Against 5% Abstain 3%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
8/5/2014
|
4
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 92% Against 4% Abstain 4%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
8/5/2014
|
5
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 92% Against 5% Abstain 3%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
8/5/2014
|
6.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 96% Abstain 4%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
8/5/2014
|
6.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 96% Abstain 4%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
8/5/2014
|
6.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 96% Abstain 4%
|
For
|
Nuveen Diversified Dividend and Income Fund
|
JDD
|
6706EP105
|
8/5/2014
|
6.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 96% Abstain 4%
|
For
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070X101
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 92% Against 6% Abstain 2%
|
For
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070X101
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 92% Against 6% Abstain 2%
|
For
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070X101
|
8/5/2014
|
3.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070X101
|
8/5/2014
|
3.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070X101
|
8/5/2014
|
3.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070X101
|
8/5/2014
|
3.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 92% Against 5% Abstain 3%
|
For
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 92% Against 5% Abstain 3%
|
For
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/5/2014
|
3.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/5/2014
|
3.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/5/2014
|
3.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/5/2014
|
3.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Global Equity Income Fund
|
JGV
|
6706EH103
|
3/26/2015
|
1.1
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 82% Withhold 18%
|
For
|
Nuveen Global Equity Income Fund
|
JGV
|
6706EH103
|
3/26/2015
|
1.2
|
Elect William J. Schneider
|
Mgmt
|
For
|
For 82% Withhold 18%
|
For
|
Nuveen Global Equity Income Fund
|
JGV
|
6706EH103
|
3/26/2015
|
1.3
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 82% Withhold 18%
|
For
|
Nuveen Global Equity Income Fund
|
JGV
|
6706EH103
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 96% Against 3% Abstain 1%
|
For
|
Nuveen Global Equity Income Fund
|
JGV
|
6706EH103
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 95% Against 4% Abstain 1%
|
For
|
Nuveen Global Equity Income Fund
|
JGV
|
6706EH103
|
8/5/2014
|
3.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Nuveen Global Equity Income Fund
|
JGV
|
6706EH103
|
8/5/2014
|
3.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Nuveen Global Equity Income Fund
|
JGV
|
6706EH103
|
8/5/2014
|
3.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Nuveen Global Equity Income Fund
|
JGV
|
6706EH103
|
8/5/2014
|
3.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Nuveen Global Income Opportunities Fund
|
JGG
|
67073C104
|
10/31/2014
|
1.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Nuveen Global Income Opportunities Fund
|
JGG
|
67073C104
|
10/31/2014
|
1.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Nuveen Global Income Opportunities Fund
|
JGG
|
67073C104
|
10/31/2014
|
1.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Nuveen Global Income Opportunities Fund
|
JGG
|
67073C104
|
10/31/2014
|
1.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Nuveen Global Income Opportunities Fund
|
JGG
|
67073C104
|
10/31/2014
|
2
|
Reorganization
|
Mgmt
|
For
|
For 97% Against 1.5% Abstain 1.5%
|
For
|
Nuveen Global Income Opportunities Fund
|
JGG
|
67073C104
|
10/31/2014
|
3
|
Approval of a New Management Agreement
|
Mgmt
|
For
|
For 96% Against 1% Abstain 3%
|
For
|
Nuveen Global Income Opportunities Fund
|
JGG
|
67073C104
|
10/31/2014
|
4
|
Approval of New Subadvisory Agreement
|
Mgmt
|
For
|
For 96% Against 1% Abstain 3%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 93% Against 4% Abstain 3%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 92% Against 5% Abstain 3%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
3.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
3.2
|
Elect Robert P. Bremner
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
3.3
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
3.4
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
3.5
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
3.6
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
3.7
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
3.8
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
3.9
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Quality Municipal Fund Inc
|
NQI
|
67062N103
|
8/5/2014
|
3.10
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
3/26/2015
|
1.1
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
3/26/2015
|
1.2
|
Elect William J. Schneider
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
3/26/2015
|
1.3
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
11/7/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 94% Against 4% Abstain 2%
|
For
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
11/7/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 94% Against 4% Abstain 2%
|
For
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
11/7/2014
|
3.1
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Real Estate Income Fund.
|
JRS
|
67071B108
|
3/26/2015
|
1.1
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Nuveen Real Estate Income Fund.
|
JRS
|
67071B108
|
3/26/2015
|
1.2
|
Elect William J. Schneider
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Nuveen Real Estate Income Fund.
|
JRS
|
67071B108
|
3/26/2015
|
1.3
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Nuveen Real Estate Income Fund.
|
JRS
|
67071B108
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 94% Against 3% Abstain 3%
|
For
|
Nuveen Real Estate Income Fund.
|
JRS
|
67071B108
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 94% Against 3% Abstain 3%
|
For
|
Nuveen Real Estate Income Fund.
|
JRS
|
67071B108
|
8/5/2014
|
3.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Real Estate Income Fund.
|
JRS
|
67071B108
|
8/5/2014
|
3.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Real Estate Income Fund.
|
JRS
|
67071B108
|
8/5/2014
|
3.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Real Estate Income Fund.
|
JRS
|
67071B108
|
8/5/2014
|
3.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 94% Against 3% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 94% Against 3% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
3.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
3.2
|
Elect Robert P. Bremner
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
3.3
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
3.4
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
3.5
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
3.6
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
3.7
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
3.8
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
3.9
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/5/2014
|
3.10
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Senior Income Fund
|
NSL
|
67067Y104
|
3/26/2015
|
1.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Senior Income Fund
|
NSL
|
67067Y104
|
3/26/2015
|
1.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Senior Income Fund
|
NSL
|
67067Y104
|
3/26/2015
|
1.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Senior Income Fund
|
NSL
|
67067Y104
|
3/26/2015
|
1.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Senior Income Fund
|
NSL
|
67067Y104
|
3/26/2015
|
1.5
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Senior Income Fund
|
NSL
|
67067Y104
|
3/26/2015
|
1.6
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Senior Income Fund
|
NSL
|
67067Y104
|
11/7/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 95% Against 2% Abstain 3%
|
For
|
Nuveen Senior Income Fund
|
NSL
|
67067Y104
|
11/7/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 95% Against 3% Abstain 2%
|
For
|
Nuveen Senior Income Fund
|
NSL
|
67067Y104
|
11/7/2014
|
3.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Nuveen Senior Income Fund
|
NSL
|
67067Y104
|
11/7/2014
|
3.2
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Nuveen Senior Income Fund
|
NSL
|
67067Y104
|
11/7/2014
|
3.3
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JFR
|
67072T108
|
3/26/2015
|
1.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JFR
|
67072T108
|
3/26/2015
|
1.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JFR
|
67072T108
|
3/26/2015
|
1.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JFR
|
67072T108
|
3/26/2015
|
1.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JFR
|
67072T108
|
3/26/2015
|
1.5
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JFR
|
67072T108
|
3/26/2015
|
1.6
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JMF
|
67074U103
|
3/26/2015
|
1.1
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JMF
|
67074U103
|
3/26/2015
|
1.2
|
Elect William J. Schneider
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JMF
|
67074U103
|
3/26/2015
|
1.3
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
3/26/2015
|
1.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
3/26/2015
|
1.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
3/26/2015
|
1.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
3/26/2015
|
1.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
3/26/2015
|
1.5
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
3/26/2015
|
1.6
|
Elect William J. Schneider
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
3/26/2015
|
1.7
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 98.5% Withhold 1.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
67074R100
|
3/26/2015
|
1.1
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 99.5% Withhold 0.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
67074R100
|
3/26/2015
|
1.2
|
Elect William J. Schneider
|
Mgmt
|
For
|
For 99.5% Withhold 0.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
67074R100
|
3/26/2015
|
1.3
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 99.5% Withhold 0.5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JFR
|
67072T108
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 96% Against 2% Abstain 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JFR
|
67072T108
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 96% Against 2% Abstain 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JFR
|
67072T108
|
8/5/2014
|
3.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JFR
|
67072T108
|
8/5/2014
|
3.2
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JFR
|
67072T108
|
8/5/2014
|
3.3
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
8/5/2014
|
3.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
8/5/2014
|
3.2
|
Elect John K. Nelson
|
Mgmt
|
For
|
For
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JSD
|
67074X107
|
8/5/2014
|
3.3
|
Elect Thomas S. Schreier, Jr.
|
Mgmt
|
For
|
For
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
670735109
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 97% Against 2% Abstain 1%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
670735109
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 97% Against 2% Abstain 1%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
670735109
|
8/5/2014
|
3
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 97% Against 1% Abstain 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
670735109
|
8/5/2014
|
4.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
670735109
|
8/5/2014
|
4.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
670735109
|
8/5/2014
|
4.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
670735109
|
8/5/2014
|
4.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
67074R100
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 98% Against 1% Abstain 1%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
67074R100
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 98% Against 1% Abstain 1%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
67074R100
|
8/5/2014
|
3.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
67074R100
|
8/5/2014
|
3.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
67074R100
|
8/5/2014
|
3.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JLS
|
67074R100
|
8/5/2014
|
3.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 99% Abstain 1%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JMF
|
67074U103
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JMF
|
67074U103
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JMF
|
67074U103
|
8/5/2014
|
3.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JMF
|
67074U103
|
8/5/2014
|
3.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JMF
|
67074U103
|
8/5/2014
|
3.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JMF
|
67074U103
|
8/5/2014
|
3.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JTD
|
67073G105
|
8/5/2014
|
1
|
Approval of a New Investment Management Agreements
|
Mgmt
|
For
|
For 96% Against 2% Abstain 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JTD
|
67073G105
|
8/5/2014
|
2
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 95% Against 3% Abstain 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JTD
|
67073G105
|
8/5/2014
|
3
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 95% Against 3% Abstain 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JTD
|
67073G105
|
8/5/2014
|
4
|
Approval of a New Investment Subadvisory Agreements
|
Mgmt
|
For
|
For 95% Against 3% Abstain 2%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JTD
|
67073G105
|
8/5/2014
|
5.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JTD
|
67073G105
|
8/5/2014
|
5.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JTD
|
67073G105
|
8/5/2014
|
5.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
JTD
|
67073G105
|
8/5/2014
|
5.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 95% Abstain 5%
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
1.1
|
Elect Jeffrey S. Berg
|
Mgmt
|
For
|
For
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
1.3
|
Elect Michael J. Boskin
|
Mgmt
|
For
|
For
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
1.4
|
Elect Safra A. Catz
|
Mgmt
|
For
|
For
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
1.6
|
Elect George H. Conrades
|
Mgmt
|
For
|
For
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
1.7
|
Elect Lawrence J. Ellison
|
Mgmt
|
For
|
For
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
1.8
|
Elect Hector Garcia-Molina
|
Mgmt
|
For
|
For
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
1.10
|
Elect Mark V. Hurd
|
Mgmt
|
For
|
For
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
1.11
|
Elect Naomi O. Seligman
|
Mgmt
|
For
|
For
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
4
|
Shareholder Proposal Regarding Counting Abstentions
|
ShrHoldr
|
Against
|
Against
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
5
|
Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures
|
ShrHoldr
|
Against
|
Against
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
6
|
Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans
|
ShrHoldr
|
Against
|
Against
|
For
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
1.2
|
Elect H. Raymond Bingham
|
Mgmt
|
For
|
Withhold
|
Against
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
1.5
|
Elect Bruce R. Chizen
|
Mgmt
|
For
|
Withhold
|
Against
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
1.9
|
Elect Jeffrey O. Henley
|
Mgmt
|
For
|
Withhold
|
Against
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
Oracle Corporation
|
ORCL
|
68389X105
|
11/5/2014
|
7
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
For
|
Against
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
1
|
Elect Shona L. Brown
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
2
|
Elect George W. Buckley
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
3
|
Elect Ian M. Cook
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
4
|
Elect Dina Dublon
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
5
|
Elect Rona A. Fairhead
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
6
|
Elect Richard W. Fisher
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
7
|
Elect Alberto Ibarguen
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
8
|
Elect William R. Johnson
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
9
|
Elect Indra K. Nooyi
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
10
|
Elect David C. Page
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
11
|
Elect Robert C. Pohlad
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
12
|
Elect Lloyd G. Trotter
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
13
|
Elect Daniel Vasella
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
14
|
Elect Alberto Weisser
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
17
|
Shareholder Proposal Regarding Formation of Sustainability Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
18
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHoldr
|
Against
|
Against
|
For
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/6/2015
|
19
|
Shareholder Proposal Regarding Neonicotinoids
|
ShrHoldr
|
Against
|
Against
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
1
|
Elect Lewis Chew
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
2
|
Elect Anthony F. Earley, Jr.
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
3
|
Elect Fred J. Fowler
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
4
|
Elect Maryellen C. Herringer
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
5
|
Elect Richard C. Kelly
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
6
|
Elect Roger H. Kimmel
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
7
|
Elect Richard A. Meserve
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
8
|
Elect Forrest E. Miller
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
9
|
Elect Rosendo G. Parra
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
10
|
Elect Barbara L. Rambo
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
11
|
Elect Anne Shen Smith
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
12
|
Elect Barry Lawson Williams
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
PG&E Corporation
|
PCG
|
69331C108
|
5/4/2015
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
Phillips 66
|
PSX
|
718546104
|
5/6/2015
|
1
|
Elect J. Brian Ferguson
|
Mgmt
|
For
|
For
|
For
|
Phillips 66
|
PSX
|
718546104
|
5/6/2015
|
2
|
Elect Harold W. McGraw III
|
Mgmt
|
For
|
For
|
For
|
Phillips 66
|
PSX
|
718546104
|
5/6/2015
|
3
|
Elect Victoria J. Tschinkel
|
Mgmt
|
For
|
For
|
For
|
Phillips 66
|
PSX
|
718546104
|
5/6/2015
|
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Phillips 66
|
PSX
|
718546104
|
5/6/2015
|
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Phillips 66
|
PSX
|
718546104
|
5/6/2015
|
6
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
Phillips 66
|
PSX
|
718546104
|
5/6/2015
|
7
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHoldr
|
Against
|
Against
|
For
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/16/2015
|
1.1
|
Elect Charles E. Bunch
|
Mgmt
|
For
|
For
|
For
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/16/2015
|
1.2
|
Elect Michael W. Lamach
|
Mgmt
|
For
|
For
|
For
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/16/2015
|
1.3
|
Elect Martin H. Richenhagen
|
Mgmt
|
For
|
For
|
For
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/16/2015
|
1.4
|
Elect Thomas J. Usher
|
Mgmt
|
For
|
For
|
For
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/16/2015
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/16/2015
|
3
|
Elimination of Supermajority Requirement
|
Mgmt
|
For
|
For
|
For
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/16/2015
|
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
1
|
Elect Thomas J. Baltimore, Jr.
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
2
|
Elect Gordon M. Bethune
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
3
|
Elect Gilbert F. Casellas
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
4
|
Elect James G. Cullen
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
5
|
Elect Mark B. Grier
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
6
|
Elect Constance J. Horner
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
7
|
Elect Martina Hund-Mejean
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
8
|
Elect Karl J. Krapek
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
9
|
Elect Christine A. Poon
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
10
|
Elect Douglas A. Scovanner
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
11
|
Elect John R. Strangfeld
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/12/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
1
|
Elect Barbara T. Alexander
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
2
|
Elect Donald G. Cruickshank
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
3
|
Elect Raymond V. Dittamore
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
4
|
Elect Susan Hockfield
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
5
|
Elect Thomas W. Horton
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
6
|
Elect Paul E. Jacobs
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
7
|
Elect Sherry Lansing
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
8
|
Elect Harish M. Manwani
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
9
|
Elect Steven M. Mollenkopf
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
10
|
Elect Duane A. Nelles
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
11
|
Elect Clark T. Randt, Jr.
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
12
|
Elect Francisco Ros
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
13
|
Elect Jonathan J. Rubinstein
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
14
|
Elect Brent Scowcroft
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
15
|
Elect Marc I. Stern
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
17
|
Amendment to the 2001 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/9/2015
|
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Reaves Utility Income Fund
|
UTG
|
756158101
|
5/1/2015
|
1.1
|
Elect E. Wayne Nordberg
|
Mgmt
|
For
|
For 97% Abstain 3%
|
For
|
Reaves Utility Income Fund
|
UTG
|
756158101
|
5/1/2015
|
1.2
|
Elect Larry W. Papasan
|
Mgmt
|
For
|
For 97% Abstain 3%
|
Against
|
RMR Real Estate Income Fund.
|
RIF
|
76970B101
|
4/15/2015
|
1
|
Elect Jeffrey P. Somers
|
Mgmt
|
For
|
For 92% Against 8%
|
Against
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
1
|
Elect Peter L.S. Currie
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
2
|
Elect K. Vaman Kamath
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
3
|
Elect V. Maureen Kempston Darkes
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
4
|
Elect Paal Kibsgaard
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
5
|
Elect Nikolay Kudryavtsev
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
6
|
Elect Michael E. Marks
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
7
|
Elect Indra K. Nooyi
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
8
|
Elect Lubna S. Olayan
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
9
|
Elect Leo Rafael Reif
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
10
|
Elect Tore I. Sandvold
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
11
|
Elect Henri Seydoux
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
13
|
Approval of Financial Statements/Dividends
|
Mgmt
|
For
|
For
|
For
|
Schlumberger Ltd. (Netherlands Antilles)
|
SLB
|
806857108
|
4/8/2015
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Source Capital, Inc.
|
SOR
|
836144105
|
5/11/2015
|
1.1
|
Elect Eric S. Ende
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
Source Capital, Inc.
|
SOR
|
836144105
|
5/11/2015
|
1.2
|
Elect Thomas P. Merrick
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
Source Capital, Inc.
|
SOR
|
836144105
|
5/11/2015
|
1.3
|
Elect Alfred E. Osborne, Jr.
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
Source Capital, Inc.
|
SOR
|
836144105
|
5/11/2015
|
1.4
|
Elect A. Robert Pisano
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
Source Capital, Inc.
|
SOR
|
836144105
|
5/11/2015
|
1.5
|
Elect Patrick B. Purcell
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
Source Capital, Inc.
|
SOR
|
836144105
|
5/11/2015
|
1.6
|
Elect Allan M. Rudnick
|
Mgmt
|
For
|
For 96% Withhold 4%
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
1
|
Elect Juanita Powell Baranco
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
2
|
Elect Jon A. Boscia
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
3
|
Elect Henry A. Clark III
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
4
|
Elect Thomas A. Fanning
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
5
|
Elect David J. Grain
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
6
|
Elect Veronica M. Hagen
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
7
|
Elect Warren A. Hood, Jr.
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
8
|
Elect Linda P. Hudson
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
9
|
Elect Donald M. James
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
10
|
Elect John D. Johns
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
11
|
Elect Dale E. Klein
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
12
|
Elect William G. Smith, Jr.
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
13
|
Elect Steven R. Specker
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
14
|
Elect Larry D. Thompson
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
15
|
Elect E. Jenner Wood III
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
16
|
Approval of the Outside Directors Stock Plan
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
17
|
Amendment to Allow Action by Written Consent of Shareholders
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
19
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
21
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHoldr
|
Against
|
Against
|
For
|
Southern Company
|
SO
|
842587107
|
5/27/2015
|
20
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
For
|
Against
|
Swiss Helvetia Fund Inc
|
SWZ
|
870875101
|
6/25/2015
|
1.1
|
Elect Brian A. Berris
|
Mgmt
|
For
|
For 84% Abstain 16%
|
For
|
Swiss Helvetia Fund Inc
|
SWZ
|
870875101
|
6/25/2015
|
1.2
|
Elect David R. Bock
|
Mgmt
|
For
|
For 84% Abstain 16%
|
For
|
Swiss Helvetia Fund Inc
|
SWZ
|
870875101
|
6/25/2015
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 98% Against 1% Abstain 1%
|
For
|
Swiss Helvetia Fund Inc
|
SWZ
|
870875101
|
6/25/2015
|
3
|
Shareholder Proposal Regarding Declassification of the Board
|
ShrHoldr
|
Against
|
For 63% Against 35% Abstain 2%
|
Against
|
Taiwan Fund Inc
|
TWN
|
874036106
|
4/21/2015
|
1.1
|
Elect Joe O. Rogers
|
Mgmt
|
For
|
For 35% Withhold 65%
|
For
|
Taiwan Fund Inc
|
TWN
|
874036106
|
4/21/2015
|
1.2
|
Elect M. Christopher Canavan, Jr.
|
Mgmt
|
For
|
For 35% Withhold 65%
|
For
|
Taiwan Fund Inc
|
TWN
|
874036106
|
4/21/2015
|
1.4
|
Elect William C. Kirby
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Taiwan Fund Inc
|
TWN
|
874036106
|
4/21/2015
|
1.5
|
Elect Anthony LO Kai Yiu
|
Mgmt
|
For
|
For 29% Withhold 71%
|
For
|
Taiwan Fund Inc
|
TWN
|
874036106
|
4/21/2015
|
1.6
|
Elect Lawrence A. Kudlow
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Taiwan Fund Inc
|
TWN
|
874036106
|
4/21/2015
|
1.7
|
Elect Chih T. Cheung
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Taiwan Fund Inc
|
TWN
|
874036106
|
4/21/2015
|
2
|
Amendment to Investment Restriction Regarding Taiwan Traded Securities
|
Mgmt
|
For
|
For 99% Against 1%
|
For
|
Taiwan Fund Inc
|
TWN
|
874036106
|
9/22/2014
|
1
|
Approval of a New Investment Advisory Agreement
|
Mgmt
|
For
|
For 98% Against 1.5% Abstain 0.5%
|
For
|
Taiwan Fund Inc
|
TWN
|
874036106
|
4/21/2015
|
1.3
|
Elect Michael F. Holland
|
Mgmt
|
For
|
For 98% Withhold 2%
|
Against
|
Templeton Dragon Fund, Inc.
|
TDF
|
88018T101
|
5/28/2015
|
1.1
|
Elect Ann Torre Bates
|
Mgmt
|
For
|
For: 48% Withhold: 52%
|
For
|
Templeton Dragon Fund, Inc.
|
TDF
|
88018T101
|
5/28/2015
|
1.2
|
Elect David W. Niemiec
|
Mgmt
|
For
|
For: 47% Withhold: 53%
|
For
|
Templeton Dragon Fund, Inc.
|
TDF
|
88018T101
|
5/28/2015
|
1.3
|
Elect Frank A. Olson
|
Mgmt
|
For
|
For: 47% Withhold: 53%
|
For
|
Templeton Dragon Fund, Inc.
|
TDF
|
88018T101
|
5/28/2015
|
1.4
|
Elect Robert E. Wade
|
Mgmt
|
For
|
For: 48% Withhold: 52%
|
For
|
Templeton Dragon Fund, Inc.
|
TDF
|
88018T101
|
5/28/2015
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For: 99% Withhold: 1%
|
For
|
Templeton Russia and East European Fund Inc
|
TRF
|
88022F105
|
8/25/2014
|
1.1
|
Elect Harris J. Ashton
|
Mgmt
|
For
|
For 63% Withhold 37%
|
For
|
Templeton Russia and East European Fund Inc
|
TRF
|
88022F105
|
8/25/2014
|
1.2
|
Elect J. Michael Luttig
|
Mgmt
|
For
|
For 63% Withhold 37%
|
For
|
Templeton Russia and East European Fund Inc
|
TRF
|
88022F105
|
8/25/2014
|
1.3
|
Elect Larry D. Thompson
|
Mgmt
|
For
|
For 63% Withhold 37%
|
For
|
Templeton Russia and East European Fund Inc
|
TRF
|
88022F105
|
8/25/2014
|
1.4
|
Elect Constantine D. Tseretopoulos
|
Mgmt
|
For
|
For 63% Withhold 37%
|
For
|
Templeton Russia and East European Fund Inc
|
TRF
|
88022F105
|
8/25/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 99.5% Against 0.25% Abstain 0.25%
|
For
|
Thai Fund Inc
|
TTF
|
882904105
|
6/30/2015
|
1.1
|
Elect Michael Bozic
|
Mgmt
|
For
|
For: 43% Withhold: 57%
|
For
|
Thai Fund Inc
|
TTF
|
882904105
|
6/30/2015
|
1.2
|
Elect Nancy C. Everett
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
Thai Fund Inc
|
TTF
|
882904105
|
6/30/2015
|
1.3
|
Elect Michael F. Klein
|
Mgmt
|
For
|
For: 43% Withhold: 57%
|
For
|
Thai Fund Inc
|
TTF
|
882904105
|
6/30/2015
|
1.4
|
Elect W. Allen Reed
|
Mgmt
|
For
|
For: 43% Withhold: 57%
|
For
|
The China Fund, Inc.
|
CHN
|
169373107
|
3/19/2015
|
1.1
|
Elect Joe O. Rogers
|
Mgmt
|
For
|
For 74% Abstain 26%
|
For
|
The China Fund, Inc.
|
CHN
|
169373107
|
3/19/2015
|
1.2
|
Elect Richard Store
|
Mgmt
|
For
|
For 74% Abstain 26%
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
1
|
Elect Marc N. Casper
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
2
|
Elect Nelson J. Chai
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
3
|
Elect C. Martin Harris
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
4
|
Elect Tyler Jacks
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
5
|
Elect Judy C. Lewent
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
6
|
Elect Thomas J. Lynch
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
7
|
Elect Jim P. Manzi
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
8
|
Elect William G. Parrett
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
9
|
Elect Lars R. Sorenson
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
10
|
Elect Scott M. Sperling
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
11
|
Elect Elaine S. Ullian
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Thermo Fisher Scientific Inc.
|
TMO
|
883556102
|
5/20/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
10/9/2014
|
1
|
Merger
|
Mgmt
|
For
|
For
|
For
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
10/9/2014
|
2
|
Advisory Vote on Golden Parachutes
|
Mgmt
|
For
|
Against
|
Against
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
1
|
Elect James L. Barksdale
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
2
|
Elect William P. Barr
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
3
|
Elect Jeffrey L. Bewkes
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
4
|
Elect Stephen F. Bollenbach
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
5
|
Elect Robert C. Clark
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
6
|
Elect Mathias Dopfner
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
7
|
Elect Jessica P. Einhorn
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
8
|
Elect Carlos M. Gutierrez
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
9
|
Elect Fred Hassan
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
10
|
Elect Kenneth J. Novack
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
11
|
Elect Paul D. Wachter
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
12
|
Elect Deborah C. Wright
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
16
|
Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values
|
ShrHoldr
|
Against
|
Against
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
17
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHoldr
|
Against
|
Against
|
For
|
Time Warner Inc.
|
TWX
|
887317303
|
6/19/2015
|
15
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
Tri-Continental Corporation
|
TY
|
895436103
|
4/13/2015
|
1.1
|
Elect Kathleen Blatz
|
Mgmt
|
For
|
For 63% Withhold 37%
|
For
|
Tri-Continental Corporation
|
TY
|
895436103
|
4/13/2015
|
1.2
|
Elect Pamela G. Carlton
|
Mgmt
|
For
|
For 63% Withhold 37%
|
For
|
Tri-Continental Corporation
|
TY
|
895436103
|
4/13/2015
|
1.3
|
Elect Alison Taunton-Rigby
|
Mgmt
|
For
|
For 63% Withhold 37%
|
For
|
Tri-Continental Corporation
|
TY
|
895436103
|
4/13/2015
|
1.4
|
Elect William A. Hawkins
|
Mgmt
|
For
|
For 63% Withhold 37%
|
For
|
Tri-Continental Corporation
|
TY
|
895436103
|
4/13/2015
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 77% Against 22% Abstain 1%
|
For
|
Tri-Continental Corporation
|
TY
|
895436103
|
4/13/2015
|
3
|
Shareholder Proposal Regarding Self-Tender Offer or Liquidation
|
ShrHoldr
|
Against
|
For 50% Against 47% Abstain 3%
|
For
|
Turkish Investment Fund Inc
|
TKF
|
900145103
|
6/30/2015
|
1.1
|
Elect Michael Bozic
|
Mgmt
|
For
|
For: 74% Withhold: 26%
|
For
|
Turkish Investment Fund Inc
|
TKF
|
900145103
|
6/30/2015
|
1.2
|
Elect Nancy C. Everett
|
Mgmt
|
For
|
For: 96% Withhold: 4%
|
For
|
Turkish Investment Fund Inc
|
TKF
|
900145103
|
6/30/2015
|
1.3
|
Elect Michael F. Klein
|
Mgmt
|
For
|
For: 74% Withhold: 26%
|
For
|
Turkish Investment Fund Inc
|
TKF
|
900145103
|
6/30/2015
|
1.4
|
Elect W. Allen Reed
|
Mgmt
|
For
|
For: 75% Withhold: 25%
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
1
|
Elect Andrew H. Card, Jr.
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
2
|
Elect Erroll B. Davis, Jr.
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
3
|
Elect David B. Dillon
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
4
|
Elect Lance M. Fritz
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
5
|
Elect Judith Richards Hope
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
6
|
Elect John J. Koraleski
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
7
|
Elect Charles C. Krulak
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
8
|
Elect Michael R. McCarthy
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
9
|
Elect Michael W. McConnell
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
10
|
Elect Thomas F. McLarty III
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
11
|
Elect Steven R. Rogel
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
12
|
Elect Jose H. Villarreal
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
15
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
Union Pacific Corporation
|
UNP
|
907818108
|
5/14/2015
|
16
|
Shareholder Proposal regarding Independent
Chairman |
ShrHoldr
|
Against
|
For
|
Against
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
1
|
Elect Shellye L. Archambeau
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
2
|
Elect Mark T. Bertolini
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
3
|
Elect Richard L. Carrion
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
4
|
Elect Melanie L. Healey
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
5
|
Elect M. Frances Keeth
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
6
|
Elect Lowell C. McAdam
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
7
|
Elect Donald T. Nicolaisen
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
8
|
Elect Clarence Otis, Jr.
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
9
|
Elect Rodney E. Slater
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
10
|
Elect Kathryn A. Tesija
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
11
|
Elect Gregory D. Wasson
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
14
|
Shareholder Proposal Regarding Network Neutrality
|
ShrHoldr
|
Against
|
Against
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
16
|
Shareholder Proposal Regarding Approval of Severance Agreements
|
ShrHoldr
|
Against
|
Against
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
17
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
15
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
For
|
Against
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/7/2015
|
18
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
Virtus Investment Partners Inc
|
DCA
|
92829A103
|
6/4/2015
|
1.1
|
Elect Philip R. McLoughlin
|
Mgmt
|
For
|
For:96% Withhold: 4%
|
For
|
Virtus Investment Partners Inc
|
DCA
|
92829A103
|
6/4/2015
|
1.2
|
Elect George R. Aylward
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
Voya Asia Pacific High Dividend Equity Income Fund
|
IAE
|
44983J107
|
7/2/2014
|
1.1
|
Elect J. Michael Earley
|
Mgmt
|
For
|
For 93% Abstain 7%
|
For
|
Voya Asia Pacific High Dividend Equity Income Fund
|
IAE
|
44983J107
|
7/2/2014
|
1.2
|
Elect Patricia W. Kenny
|
Mgmt
|
For
|
For 93% Abstain 7%
|
For
|
Voya Asia Pacific High Dividend Equity Income Fund
|
IAE
|
44983J107
|
7/2/2014
|
1.3
|
Elect Roger B. Vincent
|
Mgmt
|
For
|
For 93% Abstain 7%
|
For
|
Voya Asia Pacific High Dividend Equity Income Fund
|
IAE
|
44983J107
|
7/2/2014
|
1.4
|
Elect Shaun P. Mathews
|
Mgmt
|
For
|
For 93% Abstain 7%
|
For
|
Voya Financial Inc
|
IAE
|
92912J102
|
2/10/2015
|
1
|
Approval of a New Sub-Advisory Agreement Between Voya Investments and IIMA
|
Mgmt
|
For
|
For
|
For
|
Voya Global Advantage and Premium Opportunity Fund
|
IGA
|
44982N109
|
7/2/2014
|
1.1
|
Elect J. Michael Earley
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Voya Global Advantage and Premium Opportunity Fund
|
IGA
|
44982N109
|
7/2/2014
|
1.2
|
Elect Patricia W. Kenny
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Voya Global Advantage and Premium Opportunity Fund
|
IGA
|
44982N109
|
7/2/2014
|
1.3
|
Elect Roger B. Vincent
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Voya Global Advantage and Premium Opportunity Fund
|
IGA
|
44982N109
|
7/2/2014
|
1.4
|
Elect Shaun P. Mathews
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Voya Global Equity Dividend and Premium Opportunity Fund
|
IHD
|
45685X104
|
7/2/2014
|
1.1
|
Elect J. Michael Earley
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Global Equity Dividend and Premium Opportunity Fund
|
IHD
|
45685X104
|
7/2/2014
|
1.2
|
Elect Patricia W. Kenny
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Global Equity Dividend and Premium Opportunity Fund
|
IHD
|
45685X104
|
7/2/2014
|
1.3
|
Elect Roger B. Vincent
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Global Equity Dividend and Premium Opportunity Fund
|
IHD
|
45685X104
|
7/2/2014
|
1.4
|
Elect Shaun P. Mathews
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Infrastructure, Industrials and Materials Fund
|
IDE
|
45685U100
|
7/2/2014
|
1.1
|
Elect J. Michael Earley
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Voya Infrastructure, Industrials and Materials Fund
|
IDE
|
45685U100
|
7/2/2014
|
1.2
|
Elect Patricia W. Kenny
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Voya Infrastructure, Industrials and Materials Fund
|
IDE
|
45685U100
|
7/2/2014
|
1.3
|
Elect Roger B. Vincent
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Voya Infrastructure, Industrials and Materials Fund
|
IDE
|
45685U100
|
7/2/2014
|
1.4
|
Elect Shaun P. Mathews
|
Mgmt
|
For
|
For 94% Abstain 6%
|
For
|
Voya Natural Resources Equity Income Fund
|
IRR
|
449810100
|
7/2/2014
|
1.1
|
Elect J. Michael Earley
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Natural Resources Equity Income Fund
|
IRR
|
449810100
|
7/2/2014
|
1.2
|
Elect Patricia W. Kenny
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Natural Resources Equity Income Fund
|
IRR
|
449810100
|
7/2/2014
|
1.3
|
Elect Roger B. Vincent
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Natural Resources Equity Income Fund
|
IRR
|
449810100
|
7/2/2014
|
1.4
|
Elect Shaun P. Mathews
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.1
|
Elect Colleen D. Baldwin
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.2
|
Elect John V. Boyer
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.3
|
Elect Patricia W. Chadwick
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.4
|
Elect Albert E. DePrince, Jr.
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.6
|
Elect J. Michael Earley
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.7
|
Elect Russell H. Jones
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.8
|
Elect Patricia W. Kenny
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.9
|
Elect Joseph E. Obermeyer
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.10
|
Elect Sheryl K. Pressler
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.11
|
Elect Roger B. Vincent
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.12
|
Elect Shaun P. Mathews
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
Voya Prime Rate Trust
|
PPR
|
44977W106
|
7/2/2014
|
1.5
|
Elect Peter S. Drotch
|
Mgmt
|
For
|
For 98% Abstain 2%
|
Against
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
3
|
Elect Roger C. Corbett
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
4
|
Elect Pamela J. Craig
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
6
|
Elect Timothy P. Flynn
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
7
|
Elect Thomas W. Horton
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
8
|
Elect Marissa A. Mayer
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
9
|
Elect C. Douglas McMillon
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
10
|
Elect Gregory B. Penner
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
11
|
Elect Steven S. Reinemund
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
12
|
Elect Kevin Y. Systrom
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
13
|
Elect Jim C. Walton
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
14
|
Elect S. Robson Walton
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
15
|
Elect Linda S. Wolf
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
18
|
2015 Equity Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
20
|
Shareholder Proposal Regarding Proxy Access
|
ShrHoldr
|
Against
|
Against
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
21
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain
|
ShrHoldr
|
Against
|
Against
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
22
|
Shareholder Proposal Regarding an Incentive Compensation Report
|
ShrHoldr
|
Against
|
Against
|
For
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
1
|
Elect Aida M. Alvarez
|
Mgmt
|
For
|
Against
|
Against
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
2
|
Elect James I. Cash, Jr.
|
Mgmt
|
For
|
Against
|
Against
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
5
|
Elect Michael T. Duke
|
Mgmt
|
For
|
Against
|
Against
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
19
|
Shareholder Proposal Regarding Recoupment Report
|
ShrHoldr
|
Against
|
For
|
Against
|
Wal-Mart Stores Inc.
|
WMT
|
931142103
|
6/5/2015
|
23
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
1
|
Elect Susan E. Arnold
|
Mgmt
|
For
|
For
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
2
|
Elect John S. Chen
|
Mgmt
|
For
|
For
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
3
|
Elect Jack Dorsey
|
Mgmt
|
For
|
For
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
4
|
Elect Robert A. Iger
|
Mgmt
|
For
|
For
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
5
|
Elect Fred H. Langhammer
|
Mgmt
|
For
|
For
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
6
|
Elect Aylwin B. Lewis
|
Mgmt
|
For
|
For
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
7
|
Elect Monica C. Lozano
|
Mgmt
|
For
|
For
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
8
|
Elect Robert W. Matschullat
|
Mgmt
|
For
|
For
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
9
|
Elect Sheryl Sandberg
|
Mgmt
|
For
|
For
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
10
|
Elect Orin C. Smith
|
Mgmt
|
For
|
For
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
14
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHoldr
|
Against
|
Against
|
For
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
Walt Disney Co.
|
DIS
|
254687106
|
3/12/2015
|
13
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
1
|
Elect John D. Baker II
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
2
|
Elect Elaine L. Chao
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
3
|
Elect John S. Chen
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
4
|
Elect Lloyd H. Dean
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
5
|
Elect Elizabeth A. Duke
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
6
|
Elect Susan E. Engel
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
7
|
Elect Enrique Hernandez, Jr.
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
8
|
Elect Donald M. James
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
10
|
Elect Federico F. Pena
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
11
|
Elect James H. Quigley
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
12
|
Elect Judith M. Runstad
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
13
|
Elect Stephen W. Sanger
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
14
|
Elect John G. Stumpf
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
15
|
Elect Susan G. Swenson
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
16
|
Elect Suzanne M. Vautrinot
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
18
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
20
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
9
|
Elect Cynthia H. Milligan
|
Mgmt
|
For
|
Against
|
Against
|
Wells Fargo & Company
|
WFC
|
949746101
|
4/28/2015
|
19
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
Wells Fargo Advantage Income Opportunities Fund
|
EOD
|
94987C103
|
2/9/2015
|
1.1
|
Elect William R. Ebsworth
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Wells Fargo Advantage Income Opportunities Fund
|
EOD
|
94987C103
|
2/9/2015
|
1.2
|
Elect Jane A. Freeman
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Wells Fargo Advantage Income Opportunities Fund
|
EOD
|
94987C103
|
2/9/2015
|
1.3
|
Elect Judith M. Johnson
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Wells Fargo Advantage Income Opportunities Fund
|
EOD
|
94987C103
|
2/9/2015
|
1.4
|
Elect Donald C. Willeke
|
Mgmt
|
For
|
For 96.5% Withhold 3.5%
|
For
|
Western Asset Managed Municipals Portfolio Inc
|
MMU
|
95766M105
|
9/26/2014
|
1.1
|
Elect William R. Hutchinson
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Western Asset Managed Municipals Portfolio Inc
|
MMU
|
95766M105
|
9/26/2014
|
1.2
|
Elect Riordan Roett
|
Mgmt
|
For
|
For 97% Withhold 3%
|
For
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
EMO
|
18469P100
|
3/20/2015
|
1.1
|
Elect Robert D. Agdern
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
EMO
|
18469P100
|
3/20/2015
|
1.2
|
Elect Carol L. Colman
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
EMO
|
18469P100
|
3/20/2015
|
1.3
|
Elect Daniel P. Cronin
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
EMO
|
18469P100
|
3/20/2015
|
1.4
|
Elect Paolo M. Cucchi
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
CEM
|
184692101
|
3/20/2015
|
1.1
|
Elect Robert D. Agdern
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
CEM
|
184692101
|
3/20/2015
|
1.2
|
Elect Leslie H. Gelb
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
CEM
|
184692101
|
3/20/2015
|
1.3
|
Elect William R. Hutchinson
|
Mgmt
|
For
|
For 98% Withhold 2%
|
For
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
HYI
|
95768B107
|
12/15/2014
|
1.1
|
Elect Eileen A. Kamerick
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
HYI
|
95768B107
|
12/15/2014
|
1.2
|
Elect Riordan Roett
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
1
|
Elect David Filo
|
Mgmt
|
For
|
For
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
2
|
Elect Susan M. James
|
Mgmt
|
For
|
For
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
3
|
Elect Max R. Levchin
|
Mgmt
|
For
|
For
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
4
|
Elect Marissa A. Mayer
|
Mgmt
|
For
|
For
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
5
|
Elect Thomas J. McInerney
|
Mgmt
|
For
|
For
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
6
|
Elect Charles R. Schwab
|
Mgmt
|
For
|
For
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
7
|
Elect H. Lee Scott, Jr.
|
Mgmt
|
For
|
For
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
8
|
Elect Jane E. Shaw
|
Mgmt
|
For
|
For
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
9
|
Elect Maynard G. Webb, Jr.
|
Mgmt
|
For
|
For
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
12
|
Shareholder Proposal Regarding Formation of a Human Rights Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/24/2015
|
13
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
Zweig Total Return Fund Inc
|
ZTR
|
989837208
|
6/11/2015
|
1.1
|
Elect James B. Rogers, Jr.
|
Mgmt
|
For
|
For: 68% Withhold: 32%
|
For
|
Zweig Total Return Fund Inc
|
ZTR
|
989837208
|
6/11/2015
|
1.2
|
Elect Christopher Ruddy
|
Mgmt
|
For
|
For: 69% Withhold: 31%
|
For
|
By (Signature and Title)
|
/s/ Ralph W. Bradshaw
|
|||
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
|
||||
Date
|
August 10, 2015
|