UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock options (1) | 10/02/2007 | 10/02/2016 | Common Stock | 18,500 | $ 5.01 | D | Â |
Stock options (2) | 10/04/2006 | 10/04/2015 | Common Stock | 17,500 | $ 3.6 | D | Â |
Stock options (3) | 09/30/2005 | 10/27/2014 | Common Stock | 11,036 | $ 6.05 | D | Â |
Stock options (4) | 11/11/2004 | 11/11/2013 | Common Stock | 5,000 | $ 7.99 | D | Â |
Stock options (5) | 09/30/2005 | 08/08/2009 | Common Stock | 5,234 | $ 5.9 | D | Â |
Stock options (6) | 05/07/2004 | 05/07/2007 | Common Stock | 4,000 | $ 23.5 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Morrison William A C/O TWEETER 40 PEQUOT WAY CANTON, MA 02067 |
 |  |  Senior Vice President, CIO |  |
/s/ Gregory W. Hunt, Attorney-in-fact | 11/15/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The first 30% of the options vest on 10/2/2007; the next 30% of the options vest on 10/2/2008; the final 40% vest on 10/2/2009. All options expire on 10/2/2016. |
(2) | The first 40% of the options vested on 10/4/2006; the next 30% of the options vest on 10/4/2007; the final 30% vest on 10/4/2008. All options expire on 10/4/2015. |
(3) | Accelerated vesting of options at 9/30/2005, prior to adoption of FAS123R. All options expire on 10/27/2014. |
(4) | The first 40% of the options vested on 11/11/2004; the remaining 60% vested on 9/30/2005 due to the acceleration of vesting prior to adoption of FAS123R. All options expire on 11/11/2013. |
(5) | Accelerated vesting of options at 9/30/2005, prior to adoption of FAS123R. Options expire on 8/8/2009. |
(6) | This final 40% vested on 5/7/2004 and expires on 5/7/2007. |