Scott
A. Ziegler, Esq.
|
Ziegler,
Ziegler & Associates LLP
570
Lexington Avenue, 44th
Floor
New
York, New York 10022
(212)
319-7600
|
x
|
immediately
upon filing
|
||
o
|
Title
of each class of
Securities
to be registered
|
Amount
to
be registered
|
Proposed
maximum aggregate price per unit (1)
|
Proposed
maximum
aggregate
offering price (2)
|
Amount
of
registration
fee
|
American
Depositary Shares evidenced by American Depositary Receipts, each American
Depositary Shares representing one share of common stock of Sony
Corporation
|
N/A
|
N/A
|
N/A
|
N/A
|
(1)
|
Each
Unit represents one American Depositary
Share.
|
(2)
|
Estimated
solely for the purpose of calculating the registration
fee. Pursuant to Rule 457(k), such estimate is computed on
the basis of the maximum aggregate fees or charges to be imposed in
connection with the issuance of American Depositary Receipts evidencing
American Depositary Shares.
|
Item Number and Caption |
Location
in Form of American Depositary
Receipt Filed Herewith as
Prospectus
|
|||
(1) | Name and address of Depositary |
Introductory
paragraph and bottom of face of American Depositary
Receipt
|
||
(2) | Title of American Depositary Receipts and identity of deposited securities |
Face
of American Depositary Receipt, top center
|
||
Terms of Deposit: | ||||
(i) |
Amount
of deposited securities represented by one unit of American Depositary
Shares
|
Face
of American Depositary Receipt, upper right corner
|
||
(ii) |
Procedure
for voting, if any, the deposited securities
|
Paragraph
(12)
|
||
(iii) |
Collection
and distribution of dividends
|
Paragraphs
(4), (5), (7) and (10)
|
||
(iv) |
Transmission
of notices, reports and proxy soliciting material
|
Paragraphs
(3), (8) and (12)
|
||
(v) |
Sale
or exercise of rights
|
Paragraphs
(4), (5) and (10)
|
||
(vi) |
Deposit
or sale of securities resulting from dividends, splits or plans of
reorganization
|
Paragraphs
(4), (5), (10) and (13)
|
||
(vii) |
Amendment,
extension or termination of the Deposit Agreement
|
Paragraphs
(16) and (17)
|
||
(viii) |
Rights
of holders of ADRs to inspect the transfer
books of the Depositary and the list of Holders of ADRs
|
Paragraph
(3)
|
||
(ix) |
Restrictions
upon the right to deposit or withdraw the underlying
securities
|
Paragraphs
(1), (2), (4), and (5)
|
||
(x) |
Limitation
upon the liability of the Depositary
|
Paragraph
(14)
|
||
(3) | Fees and Charges |
Paragraph
(7)
|
Item Number and Caption
|
Location
in Form of American Depositary
Receipt Filed Herewith as Prospectus |
|||
(b) |
Statement
that Sony Corporation is subject to the periodic reporting requirements of
the Securities Exchange Act of 1934 and, accordingly files certain reports
with the Commission, and that such reports can be inspected by holders of
American Depositary Receipts and copied at public reference facilities
maintained by the Commission in Washington, D.C.
|
Paragraph
(8)
|
|
(a)
|
Form
of Deposit Agreement.
Form of Amended and
Restated Deposit
Agreement dated as of ___________, 2010 to the Deposit Agreement dated as
of June 1, 1961, as amended and restated as of October 31, 1991 (including
changes from amended and restated deposit agreement as of October 1, 1982)
as amended as of December 31, 1994 (as so amended and restated and
amended, the "Deposit Agreement") among SONY CORPORATION (Sony Kabushiki
Kaisha) (the "Company"), JPMORGAN CHASE BANK, N.A. (fka Morgan Guaranty
Trust Company of New York), as depositary thereunder (the "Depositary"),
and all holders from time to time of American Depositary Receipts and
European Depositary Receipts, as the case may be, issued thereunder).
Filed herewith as Exhibit (a)
|
|
(b)
|
Any other agreement to which
the Depositary is a party relating to the issuance of the American
Depositary Shares registered hereunder or the custody of the deposited
securities represented thereby. Not
Applicable.
|
|
(c)
|
Every material contract
relating to the deposited securities between the Depositary and the issuer
of the deposited securities in effect at any time within the last three
years. Not
Applicable.
|
|
(d)
|
Opinion of Ziegler, Ziegler
& Associates LLP, counsel to the Depositary, as to the legality of the
securities being registered. Previously filed as an
Exhibit to Registration Statement No. 333-141665 which is incorporated
herein by reference.
|
|
(e)
|
Certification under Rule
466. Filed herewith as Exhibit
(e).
|
|
(a)
|
The
Depositary hereby undertakes to make available at the principal office of
the Depositary in the United States, for inspection by holders of the
American Depositary Receipts, any reports and communications received from
the issuer of the deposited securities which are both (1) received by
the Depositary as the holder of the deposited securities, and
(2) made generally available to the holders of the underlying
securities by the issuer.
|
|
(b)
|
If
the amounts of fees charged are not disclosed in the prospectus, the
Depositary undertakes to prepare a separate document stating the amount of
any fee charged and describing the service for which it is charged and to
deliver promptly a copy of such fee schedule without charge to anyone upon
request. The Depositary undertakes to notify each registered
holder of an American Depositary Receipt thirty days before any change in
the fee schedule.
|
Legal
entity created by the form of Deposit Agreement for the issuance of ADRs
evidencing American Depositary Shares
|
|||
By: |
JPMORGAN
CHASE BANK, N.A., as Depositary
|
||
By: | /s/ Joseph M. Leinhauser | ||
Name: |
Joseph
M. Leinhauser
|
||
Title: |
Vice
President
|
SONY
CORPORATION
|
|||
By:
|
/s/ Sir Howard Stringer | ||
Name: |
Sir
Howard Stringer
|
||
Title: |
Chairman,
Chief Executive Officer and President, Representative
Corporate Executive Officer
|
|
|
|
/s/ Sir Howard Stringer* | Chairman, Chief Executive Officer and President, | |
Sir Howard Stringer | Representative Corporate Executive Officer, | |
Member of the Board | ||
/s/ Ryoji Chubachi* | Vice Chairman, | |
Ryoji Chubachi |
Representative
Corporate Executive Officer,
Member of
the Board
|
|
/s/ Nobuyuki Oneda* | Executive Deputy President and Chief Financial | |
Nobuyuki Oneda |
Officer,
Representative Corporate Executive
Officer,
Member of the Board
|
|
/s/ Yotaro Kobayashi* | Chairman of the Board | |
Yotaro Kobayashi | ||
/s/ Sakie T. Fukushima* | Member of the Board | |
Sakie T. Fukushima | ||
/s/ Yoshihiko Miyauchi* | Vice Chairman of the Board | |
Yoshihiko Miyauchi | ||
/s/ Yoshiaki Yamauchi* | Member of the Board | |
Yoshiaki Yamauchi |
Member of the Board | ||
Sir Peter Bonfield | ||
/s/ Fueo Sumita* | Member of the Board | |
Fueo Sumita | ||
/s/ Fujio Cho* | Member of the Board | |
Fujio Cho | ||
Member of the Board | ||
Ryuji Yasuda | ||
Member of the Board | ||
Yukako Uchinaga | ||
Member of the Board | ||
Mitsuaki Yahagi | ||
Member of the Board | ||
Tsun-Yan Hsieh | ||
Member of the Board | ||
Roland A. Hernandez |
*By:
|
/s/ Sir Howard Stringer | |
Name: |
Sir
Howard Stringer
|
|
Title: |
Power
of Attorney
|
Authorized
U.S. Representative
|
|||
By:
|
/s/ Samuel Levenson | ||
Name: |
Samuel Levenson
|
||
Title: |
Senior
Vice President, Investor Relations
Sony
Corporation of America
|
Exhibit
Number
|
||
(a)
|
Form
of Amended and Restated Deposit Agreement.
|
|
(e)
|
Rule
466 Certification
|