8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 14, 2019

 

 

Assurant, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   001-31978   39-1126612

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

28 Liberty Street, 41st Floor

New York, New York

  10005
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 859-7000

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 7.01

Regulation FD Disclosure.

On March 14, 2019, Assurant, Inc. (the “Company”) issued a news release regarding its Investor Day. The news release, attached hereto as Exhibit 99.1, and the materials to be presented at the event, attached hereto as Exhibit 99.2, are incorporated by reference into this Item 7.01.

The information in this Item 7.01, including Exhibits 99.1 and 99.2 attached hereto, is being furnished and shall not be deemed “filed” for any purpose, and shall not be deemed incorporated by reference in any document whether or not filed under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, regardless of any general incorporation language in any such document.

Some of the statements included in this Item 7.01, including Exhibits 99.1 and 99.2 attached hereto, are forward-looking statements within the meaning of the U.S. Private Securities Litigation Reform Act of 1995. For a detailed discussion of the risk factors that could cause our actual results to differ materially from those currently estimated by management, including those contained in the forward-looking statements, please refer to the risk factors identified in our reports filed with the Securities and Exchange Commission (the “SEC”), including, but not limited to, our 2018 Annual Report on Form 10-K, as filed with the SEC.

 

Item 9.01

Financial Statements and Exhibits.

 

Exhibit No.

  

Description

99.1    News Release, dated March 14, 2019
99.2    Presentation, dated March 14, 2019

 

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Exhibit Index

 

Exhibit No.

  

Description

99.1    News Release, dated March 14, 2019
99.2    Presentation, dated March 14, 2019

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

ASSURANT, INC.
By:  

/s/ Carey S. Roberts

  Carey S. Roberts
 

Executive Vice President, Chief Legal Officer and

Secretary

Date: March 14, 2019

 

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