Nuveen Floating Rate Income Fund

 

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-21494

Nuveen Floating Rate Income Fund

 

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

 

(Address of principal executive offices) (Zip Code)

Cedric H. Antosiewicz – Chief Administrative Officer

 

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: July 31

Date of reporting period: June 30, 2017

 

 


Item 1. Proxy Voting Record


Institutional Account Name

 

Company Name

 

Ticker

 

Primary
CUSIP

 

Meeting Date

 

Proponent

 

Proposal Text

 

Management
Recommendation

 

Vote Instruction

 

Vote Against
Management

Nuveen Floating Rate Income Fund   tronc, Inc.   TRNC   89703P107   18-Apr-17   Management   Elect Director Carol Crenshaw   For   For   No
Nuveen Floating Rate Income Fund   tronc, Inc.   TRNC   89703P107   18-Apr-17   Management   Elect Director Justin C. Dearborn   For   For   No
Nuveen Floating Rate Income Fund   tronc, Inc.   TRNC   89703P107   18-Apr-17   Management   Elect Director David Dreier   For   For   No
Nuveen Floating Rate Income Fund   tronc, Inc.   TRNC   89703P107   18-Apr-17   Management   Elect Director Eddy W. Hartenstein   For   For   No
Nuveen Floating Rate Income Fund   tronc, Inc.   TRNC   89703P107   18-Apr-17   Management   Elect Director Michael W. Ferro, Jr.   For   For   No
Nuveen Floating Rate Income Fund   tronc, Inc.   TRNC   89703P107   18-Apr-17   Management   Elect Director Philip G. Franklin   For   For   No
Nuveen Floating Rate Income Fund   tronc, Inc.   TRNC   89703P107   18-Apr-17   Management   Elect Director Richard A. Reck   For   For   No
Nuveen Floating Rate Income Fund   tronc, Inc.   TRNC   89703P107   18-Apr-17   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
Nuveen Floating Rate Income Fund   tronc, Inc.   TRNC   89703P107   18-Apr-17   Management   Ratify Ernst & Young LLP as Auditors   For   For   No
Nuveen Floating Rate Income Fund   Tribune Media Company   TRCO   896047503   5-May-17   Management   Elect Director Craig A. Jacobson   For   For   No
Nuveen Floating Rate Income Fund   Tribune Media Company   TRCO   896047503   5-May-17   Management   Elect Director Laura R. Walker   For   For   No
Nuveen Floating Rate Income Fund   Tribune Media Company   TRCO   896047503   5-May-17   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
Nuveen Floating Rate Income Fund   Tribune Media Company   TRCO   896047503   5-May-17   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   18-May-17   Management   Elect Director Jeffrey A. Marcus   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   18-May-17   Management   Elect Director Mary G. Berner   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   18-May-17   Management   Elect Director Jill Bright   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   18-May-17   Management   Elect Director John W. Dickey   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   18-May-17   Management   Elect Director Ralph B. Everett   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   18-May-17   Management   Elect Director Ross A. Oliver   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   18-May-17   Management   Elect Director David M. Tolley   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   18-May-17   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   18-May-17   Management   Advisory Vote on Say on Pay Frequency   One Year   One Year   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   18-May-17   Management   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   26-Jan-17   Management   Approve Issuance of Shares for a Private Placement   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   26-Jan-17   Management   Authorize the Issuance of Two New Classes of Common Stock   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082603   26-Jan-17   Management   Adjourn Meeting   For   For   No
Nuveen Floating Rate Income Fund   Eaton Vance Floating-Rate Income Trust   EFT   278279104   23-Mar-17   Management   Elect Director Thomas E. Faust, Jr.   For   For   No
Nuveen Floating Rate Income Fund   Eaton Vance Floating-Rate Income Trust   EFT   278279104   23-Mar-17   Management   Elect Director Cynthia E. Frost   For   For   No
Nuveen Floating Rate Income Fund   Eaton Vance Floating-Rate Income Trust   EFT   278279104   23-Mar-17   Management   Elect Director Scott E. Wennerholm   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082108   12-Oct-16   Management   Approve Reverse Stock Split   For   For   No
Nuveen Floating Rate Income Fund   Cumulus Media Inc.   CMLS   231082108   12-Oct-16   Management   Adjourn Meeting   For   For   No
Nuveen Floating Rate Income Fund   Eaton Vance Senior Income Trust   EVF   27826S103   20-Oct-16   Management   Elect Director George J. Gorman   For   For   No
Nuveen Floating Rate Income Fund   Eaton Vance Senior Income Trust   EVF   27826S103   20-Oct-16   Management   Elect Director Harriett Tee Taggart   For   For   No
Nuveen Floating Rate Income Fund   MGM Holdings Inc.   MGMB   55303C101   22-Dec-16   Management   Elect Director Gary Barber   For   Withhold   Yes
Nuveen Floating Rate Income Fund   MGM Holdings Inc.   MGMB   55303C101   22-Dec-16   Management   Elect Director James Dondero   For   Withhold   Yes
Nuveen Floating Rate Income Fund   MGM Holdings Inc.   MGMB   55303C101   22-Dec-16   Management   Elect Director Jason O. Hirschhorn   For   Withhold   Yes
Nuveen Floating Rate Income Fund   MGM Holdings Inc.   MGMB   55303C101   22-Dec-16   Management   Elect Director Ann Mather   For   Withhold   Yes
Nuveen Floating Rate Income Fund   MGM Holdings Inc.   MGMB   55303C101   22-Dec-16   Management   Elect Director Fredric G. Reynolds   For   Withhold   Yes
Nuveen Floating Rate Income Fund   MGM Holdings Inc.   MGMB   55303C101   22-Dec-16   Management   Elect Director Nancy Tellem   For   Withhold   Yes
Nuveen Floating Rate Income Fund   MGM Holdings Inc.   MGMB   55303C101   22-Dec-16   Management   Elect Director Kevin Ulrich   For   Withhold   Yes
Nuveen Floating Rate Income Fund   Vantage Drilling Company   VTGDF   G93205113   4-Aug-16   Management   Amend Articles of Association   For   Against   Yes


SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Nuveen Floating Rate Income Fund

 

By  

/s/ Cedric H. Antosiewicz

  Cedric H. Antosiewicz – Chief Administrative Officer
Date  

August 29, 2017