SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14D-9
(RULE 14d-101)
(Amendment No. 10)
SOLICITATION/RECOMMENDATION STATEMENT
UNDER SECTION 14(D)(4) OF THE SECURITIES 1934 ACT OF 1934
AVG TECHNOLOGIES N.V.
(Name of Subject Company)
AVG TECHNOLOGIES N.V.
(Name of Person(s) Filing Statement)
Ordinary Shares, Nominal Value 0.01 Per Share
(Title of Class of Securities)
N07831105
(CUSIP Number of Class of Securities)
Harvey J. Anderson
AVG Technologies N.V.
Gatwickstraat 9-39
1043 GL Amsterdam
Netherlands
+31-20-5226210
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications
on Behalf of the Person(s) Filing Statement)
With a copy to:
Peter M. Lamb
Richard V. Smith
Orrick, Herrington & Sutcliffe LLP
1000 Marsh Road
Menlo Park, California 94205
(650) 614-7400
☐ | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
This Amendment No. 10 to Schedule 14D-9 (this Amendment) amends and supplements the Solicitation/Recommendation Statement on Schedule 14D-9 originally filed with the U.S. Securities and Exchange Commission (the SEC) on July 29, 2016 (together with the exhibits and annexes thereto and as amended or supplemented hereby and as previously and as may be amended from time to time, the Schedule 14D-9) by AVG Technologies N.V., a public limited liability company (naamloze vennootschap) organized under the laws of The Netherlands (the Company or AVG). The Schedule 14D-9 relates to the tender offer by Avast Software B.V., a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) (Purchaser) organized under the laws of The Netherlands and a direct wholly owned subsidiary of Avast Holding B.V., a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) organized under the laws of The Netherlands (Parent or Avast), to purchase all of the outstanding ordinary shares, nominal value 0.01 per share, of the Company (the Shares) at a purchase price of $25.00 per Share (the Offer Price), in cash, without interest and less any applicable withholding taxes or other taxes, upon the terms and subject to the conditions set forth in the Offer to Purchase dated July 29, 2016 (as may be amended or supplemented from time to time, the Offer to Purchase) and the related Letter of Transmittal (as may be amended and supplemented from time to time, the Letter of Transmittal, which, together with the Offer to Purchase, constitute the Offer).
Capitalized terms used, but not otherwise defined, in this Amendment shall have the meanings ascribed to them in the Schedule 14D-9.
Except as set forth below, the information set forth in the Schedule 14D-9 remains unchanged and is incorporated herein by reference as relevant to the items in this Amendment.
Item 8. | Additional Information. |
Item 8 of the Schedule 14D-9 is hereby amended and supplemented by adding the following after the last paragraph under the subsection titled (e) Expiration of the Offer; Subsequent Offering Period:
The Subsequent Offering Period, which was previously scheduled to expire at 11:59 p.m., New York City time, on October 14, 2016, is being extended until 11:59 p.m., New York City time, on October 28, 2016, unless earlier terminated. American Stock Transfer & Trust Company, LLC, the depositary for the Offer, has advised that, as of 11:59 p.m., New York City time, on October 14, 2016, a total of 49,241,015 Shares had been validly tendered and not withdrawn pursuant to the Offer, including Shares tendered during the initial offering period.
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
AVG TECHNOLOGIES N.V. | ||
By: | /s/ Alan Rassaby | |
Name: | Alan Rassaby | |
Title: | Managing Director | |
By: | /s/ Stefan Boermans | |
Name: | Stefan Boermans | |
Title: | Managing Director |
Dated: October 17, 2016