S-3MEF

As filed with the Securities and Exchange Commission on August 30, 2012

Registration No. 333-        

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-3

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Achillion Pharmaceuticals, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware   52-2113479

(State or Other Jurisdiction of

Incorporation or Organization)

 

(I.R.S. Employer

Identification Number)

300 George Street

New Haven, Connecticut 06511-6624

(203) 624-7000

(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)

 

 

Michael D. Kishbauch

President and Chief Executive Officer

Achillion Pharmaceuticals, Inc.

300 George Street

New Haven, Connecticut 06511-6624

Phone: (203) 624-7000

(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent for Service)

 

 

copies to:

Steven D. Singer, Esq.

Wilmer Cutler Pickering Hale and Dorr LLP

399 Park Avenue

New York, NY 10022

Telephone: (212) 295-6307

Telecopy: (212) 230-8888

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box.  ¨

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box.  x

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.   x  333-172594

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.   ¨

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box.   ¨

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box.   ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer   ¨    Accelerated filer   x
Non-accelerated filer   ¨  (Do not check if a smaller reporting company)    Smaller reporting company   ¨

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of each class of

securities to be registered (1)

 

Proposed maximum

aggregate

offering price (2)

 

Amount of

registration fee (2)

Common Stock, $0.001 par value per share

  $6,972,800   $800

 

 

(1) There are being registered hereunder by the registrant such indeterminate number of shares of common stock as will have an aggregate initial offering price not to exceed $6,972,800.
(2) Estimated solely for purposes of determining the registration fee pursuant to Rule 457(o) under the Securities Act.

 

 

 


EXPLANATORY NOTE AND INCORPORATION BY REFERENCE

This registration statement is being filed to register an additional $6,972,800 of shares of the common stock, par value $0.001 per share, of Achillion Pharmaceuticals, Inc., a Delaware corporation, pursuant to Rule 462(b) under the Securities Act of 1933, as amended and General Instruction IV of Form S-3. This registration statement incorporates by reference the contents of the registrant’s registration statement on Form S-3 (File No. 333-172594), which was declared effective by the Commission on April 25, 2011, including all amendments and exhibits thereto and all information incorporated by reference therein, other than the exhibits filed herewith.

The required opinions and consents are listed on an Exhibit Index attached hereto and filed herewith.

 

1


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New Haven, State of Connecticut, on this 30th day of August, 2012.

 

Achillion Pharmaceuticals, Inc.
By:  

/s/ Michael D. Kishbauch            

 

Name: Michael D. Kishbauch

Title: President and Chief Executive Officer and Director

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

/s/ Michael D. Kishbauch

Michael D. Kishbauch

   President and Chief Executive Officer and Director (Principal executive officer)   August 30, 2012

/s/ Mary Kay Fenton

Mary Kay Fenton

   Senior Vice President and Chief Financial Officer (Principal financial and accounting officer)   August 30, 2012

*

Jason Fisherman, M.D.

  

Director

  August 30, 2012

            *             

Gary Frashier

  

Director

  August 30, 2012

     

Kurt C. Graves

  

Director

  August 30, 2012

            *             

Dennis Liotta

  

Director

  August 30, 2012

            *             

David Scheer

  

Director

  August 30, 2012

            *             

Nicole Vitullo

  

Director

  August 30, 2012

            *             

Robert Van Nostrand

  

Director

  August 30, 2012

*

David Wright

  

Director

  August 30, 2012

 

*By:  

/s/ Mary Kay Fenton

 

Name: Mary Kay Fenton

Title: Attorney-in-Fact

 

2


EXHIBIT INDEX

 

Exhibit No.

  

Description

  5.1    Opinion of WilmerHale
23.1    Consent of WilmerHale (included in Exhibit 5.1)
23.2    Consent of PricewaterhouseCoopers LLP
24*    Powers of Attorney

 

* Filed as Exhibit 24 to the Registrant’s Registration Statement on Form S-3 (File No. 333-172594) filed with the Commission on March 3, 2011.