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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Shares | (4) | (4) | (4) | Common Stock | (4) | 2,214 (4) (5) | D | ||||||||
Employee Stock Option (Right to Buy) | (6) | (6) | (6) | Common Stock | (6) | 150,000 (6) (7) | D | ||||||||
Employee Stock Option (Right to Buy) | (8) | (8) | (8) | Common Stock | (8) | 100,000 (8) (9) | D | ||||||||
Employee Stock Option (Right to Buy) | (10) | (10) | (10) | Common Stock | (10) | 100,000 (10) (11) | D | ||||||||
Employee Stock Option (Right to Buy) | (12) | (12) | (12) | Common Stock | (12) | 60,000 (12) (13) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROBO JAMES L FPL GROUP, INC. 700 UNIVERSE BOULEVARD JUNO BEACH, FL 33408 |
President of Sub |
DENNIS P. COYLE (Attorney-in-Fact) | 03/23/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock withheld by Issuer to satisfy tax withholding obligation on vesting of restricted stock which was granted on March 22, 2002. |
(2) | On March 15, 2005, FPL Group, Inc.'s common stock split 2-for-1 (the Stock Split), resulting in the reporting person's acquisition of 26,185 additional shares of FPL Group, Inc. common stock. |
(3) | This number was previously reported as 442 shares of FPL Group, Inc. common stock, but was adjusted to reflect the Stock Split. |
(4) | Phantom Shares previously credited to a Supplemental Matching Contribution Account for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan. Phantom Shares represent the number of phantom shares of FPL Group, Inc. common stock credited to the reporting person if the phantom shares had been invested in FPL Group's company stock fund in its Thrift Plan to date. Includes an annual credit for cash dividends that would be payable to the record holder of a number of shares of FPL Group, Inc. common stock equal to the Phantom Shares on a market value basis. Shares of phantom stock are payable in cash following the reporting person's termination of employment with FPL Group, Inc. This filing is not an admission that the Phantom Shares are derivative securities. |
(5) | This number was previously reported as 1,107 Phantom Shares, but was adjusted to reflect the Stock Split. |
(6) | The reporting person directly beneficially owns unexercised options to purchase 150,000 shares of FPL Group, Inc. common stock with an exercise price of $29.60 per share. Such options (i) were granted on March 22, 2002, (ii) are fully vested, and (iii) expire on March 22, 2012. |
(7) | These options were previously reported as covering 75,000 shares of FPL Group, Inc. common stock at an exercise price of $59.20 per share, but were adjusted to reflect the Stock Split. |
(8) | The reporting person directly beneficially owns unexercised options to purchase 100,000 shares of FPL Group, Inc. common stock with an exercise price of $27.56 per share. Such options (i) were granted on February 13, 2003, (ii) vest as to 33,334 shares (on a cumulative basis) on each anniversary of the date of grant beginning on the first anniversary of the date of grant, and (iii) expire on February 13, 2013. |
(9) | These options were previously reported as covering 50,000 shares of FPL Group, Inc. common stock at an exercise price of $55.12 per share, but were adjusted to reflect the Stock Split. |
(10) | The reporting person directly beneficially owns unexercised options to purchase 100,000 shares of FPL Group, Inc. common stock with an exercise price of $32.46 per share. Such options (i) were granted on February 12, 2004, (ii) vest as to 33,334 shares (on a cumulative basis) on each anniversary of the date of grant beginning on the first anniversary of the date of grant, and (iii) expire on February 12, 2014. |
(11) | These options were previously reported as covering 50,000 shares of FPL Group, Inc. common stock at an exercise price of $64.92 per share, but were adjusted to reflect the Stock Split. |
(12) | The reporting person directly beneficially owns unexercised options to purchase 60,000 shares of FPL Group, Inc. common stock with an exercise price of $36.95 per share. Such options (i) were granted on January 3, 2005, (ii) vest as to 20,000 shares (on a cumulative basis) on each anniversary of the date of grant beginning on the first anniversary of the date of grant, and (iii) expire on January 3, 2015. |
(13) | These options were previously reported as covering 30,000 shares of FPL Group, Inc. common stock at an exercise price of $73.90 per share, but were adjusted to reflect the Stock Split. |