UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Chan Bert 3836 OBERLIN ST. HOUSTON, TX 77005 |
 |  |  | member of 10% owner group |
Ying Chan Chang Chin FLAT E 4/F, OSCAR COURT 232-242 FA YUEN ST. KOWLOON, K3 |
 |  |  | member of 10% owner group |
Chiu Edward K. 11205 BELLAIRE STE. B-24 HOUSTON, TX 77072 |
 |  |  | member of 10% owner group |
/s/ Bert Chan | 09/12/2012 | |
**Signature of Reporting Person | Date | |
/s/ Chan Chang Chin Ying | 09/12/2012 | |
**Signature of Reporting Person | Date | |
/s/ Edward K. Chiu | 09/12/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Common Stock is owned by Bert Chan. |
(2) | The Common Stock is owned by Chan Chang Chin Ying. |
(3) | The Common Stock is owned by Edward K. Chiu. |
 Remarks: The Reporting Persons together with Eric K. Chan, Philip S. Chan, Ella Y. T. C. Chan and the Estate of Chiu M. Chan may constitute a group under the meaning of Rule 13d-5 of the Securities Exchange Act of 1934, as amended. See Schedule 13D filed by the Reporting Persons on September 12, 2012. |