UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
BHP
Billiton Plc ----------------------------------- |
(Translation of registrant's name into English) |
Neathouse Place London SW1V 1BH United Kingdom |
----------------------------------- (Address of principal executive office) |
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: [x] Form 20-F [ ] Form 40-F |
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ] |
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ] |
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: [ ] Yes [x] No |
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a |
FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES
FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS
(Rules 8.1(a) and (b)(i) of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) |
See attached Schedule |
Company dealt in |
BHP Billiton Limited |
Class of relevant security to which the dealings being disclosed relate (Note 2) |
Ordinary shares |
Date of dealing |
See attached Schedule |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in
(Note 3)
Long |
Short |
|
Number (%) |
Number (%) |
|
(1) Relevant securities |
See attached Schedule (Part A) |
N/A |
(2) Derivatives (other than options) |
N/A |
N/A |
(3) Options and agreements to purchase/sell |
N/A |
N/A |
Total |
See attached Schedule |
N/A |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
Number (%) |
Number (%) |
|
(1) Relevant securities |
See attached Schedule |
N/A |
(2) Derivatives (other than options) |
N/A |
N/A |
(3) Options and agreements to purchase/sell |
N/A |
N/A |
Total |
See attached Schedule |
N/A |
(c) Rights to subscribe (Note 3)
Class of relevant security: |
Details |
See attached Schedule (Part C) |
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
See attached Schedule (Part D) |
(b) Derivatives transactions (other than options)
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
See attached Schedule (Part E) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry |
Option money paid/ received per unit |
See attached Schedule (Part F) |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
See attached Schedule |
(d) Other dealings (including new securities) (Note 4)
Nature of transaction |
Details |
Price per unit (if applicable) (Note 5) |
See attached Schedule |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
None |
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure |
7 July 2008 |
Contact name |
Ines Watson |
Telephone number |
+44 20 7802 4176 |
Name of offeree/offeror with which Associated |
BHP Billiton Limited |
Specify category and nature of Associate status (Note 10) |
Category (3) - directors (together with their close relatives and related trusts) of subsidiaries of BHP Billiton Plc and BHP Billiton Ltd and fellow subsidiaries and their associated companies |
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SCHEDULE
Form 8.1 Aggregated Dealings Disclosure
Part A - Interests and short positions (following dealing) in the class of relevant security dealt in
Name |
Holding of relevant securities (excl. relevant securities under option) |
Holding of relevant securities under option |
Holding of derivatives other than options |
Total |
||||
Long |
Short |
Long |
Short |
Long |
Short |
Long |
Short |
|
22,747 Ordinary shares in BHP Billiton Limited (0.000677%) |
22,747 Ordinary shares BHP Billiton Limited (0.000677%) |
|||||||
Ben Klaus Wichers |
1,367 ADRs in BHP Billiton Limited (representing 2,734 Ordinary shares in BHP Billiton Limited) (0.000081%) |
1,367 ADRs in BHP Billiton Limited (representing 2,734 Ordinary shares in BHP Billiton Limited) (0.000081%) |
Part B - Interests and short positions in relevant securities of the company, other than the class dealt in
Name |
Holding of relevant securities (excl. relevant securities under option) |
Holding of relevant securities under option |
Holding of derivatives other than options |
Total |
||||
Long |
Short |
Long |
Short |
Long |
Short |
Long |
Short |
|
N/A |
Part C - Rights to subscribe
Name |
Details |
Dean Dalla Valle |
6,500 shares under loan held under the Employee Share Plan 1990-5 & 1997 8,773 Deferred Shares awarded under the Group Incentive Scheme 2006 2,292 Deferred Shares awarded under the Group Incentive Scheme 2007 8,269 priced options (A$43.61) awarded under the Group Incentive Scheme 2007 20,000 Performance Shares awarded under the Long Term Incentive Plan 2005 20,000 Performance Shares awarded under the Long Term Incentive Plan 2006 20,000 Performance Shares awarded under the Long Term Incentive Plan 2007 |
Part D - Purchases and Sales
Date of dealing |
Purchase/Sale |
Number of relevant securities |
Price per unit |
|
Dean Dalla Valle |
28.04.08 |
Sale |
10,995 Ordinary shares |
A$43.00 |
Dean Dalla Valle |
13.05.08 |
Sale |
100 Ordinary shares |
A$46.12 |
Ben Klaus Wichers |
20.06.08 |
Purchase |
1,300 ADRs (representing 2,600 Ordinary shares) |
US$83.57 |
Part E - Derivative Transactions
Name |
Date of dealing |
Product name (e.g. contract for difference) |
long/short |
Number of relevant securities |
Price per relevant security |
N/A |
Part F - Writing, selling, purchasing or varying options
Name |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates |
Exercise |
Type, e.g. American, European etc. |
Expiry date |
Option money |
N/A |
Part G - Exercising Options
Name |
Date of exercise |
Product name (e.g. option/award) |
Number of relevant securities acquired |
Exercise price per relevant security |
N/A |
Part H - Other dealings
Date of exercise |
Number of securities to which the dealing relates |
Nature of transaction |
Details |
Price per unit (if applicable) |
|
N/A |
BHP
Billiton Limited ABN 49 004 028 077 Registered in Australia Registered Office: Level 27, 180 Lonsdale Street Melbourne Victoria 3000 Telephone +61 1300 554 757 Facsimile +61 3 9609 3015 |
BHP
Billiton Plc Registration number 3196209 Registered in England and Wales Registered Office: Neathouse Place London SW1V 1BH United Kingdom Telephone +44 20 7802 4000 Facsimile +44 20 7802 4111 |
The BHP Billiton Group is headquartered in Australia
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. |
BHP Billiton Plc | ||
Date: 7 July 2008 | By: |
Jane McAloon |
Name: | Jane McAloon | |
Title: | Group Company Secretary |