UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options | Â (1) | 04/14/2021 | Common Stock | 10,000 | $ 7.875 | D | Â |
Options | Â (2) | 09/03/2017 | Common Stock | 2,857 | $ 249.55 | D | Â |
Options | Â (3) | 01/10/2017 | Common Stock | 21,428 | $ 192.5 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Woodyatt Ross James 240 S PINEAPPLE AVE, STE 701 SARASOTA, FL 34236 |
 |  |  President |  |
/s/ James Woodyatt | 07/29/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The issue date of the Options pursuant to a 2009 Options Plan is April 14, 2011. The Options have three (3) vesting periods, with the first being April 14, 2012 and the last being April 14, 2014. |
(2) | The issue date of the Options pursuant to a 2006 Options Plan is September 3, 2007. The Options have three (3) vesting periods, with the first being September 3, 2008 and the last being September 3, 2010. |
(3) | The issue date of the Options pursuant to a 2007 Options Plan is January 10, 2010. The Options have three (3) vesting periods, with the first being January 10, 2008 and the last being January 10, 2010. |