Delaware
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001-33997
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90-0363723
|
||
(State
of
Incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
|
|
¨
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
|
¨
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
|
¨
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
|
¨
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
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·
|
issues
or sells any convertible securities either (A) at a conversion, exercise
or exchange rate or other price that is based upon and/or varies with the
trading prices of, or quotations for, the shares of our common stock at
any time after the initial issuance of such convertible securities, or (B)
with a conversion, exercise or exchange price that is subject to being
reset at some future date after the initial issuance of such convertible
securities or upon the occurrence of specified or contingent events
directly or indirectly related to the business of the Company or the
market for our common stock, other than pursuant to a customary “weighted
average” anti-dilution provision;
or
|
|
·
|
enters
into any agreement (including, without limitation, an equity line of
credit) whereby we may sell securities at a future determined price (other
than standard and customary “preemptive” or “participation”
rights).
|
Exhibit
No.
|
|
Exhibit Title or Description
|
4.1
|
Form
of Warrant
|
|
10.1
|
Form
of Securities Purchase Agreement
|
|
99.1
|
Press
Release
|
KANDI
TECHNOLOGIES, CORP.
|
||
By:
|
/s/ Hu Xiaoming
|
|
Name: Hu
Xiaoming
|
||
Title: Chief
Executive
Officer
|