(1)
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The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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CUSIP No. 40420K103
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13D
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Page 2 of 11 Pages |
1
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NAME OF REPORTING PERSON
|
||
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
Lyford Investments Enterprises Ltd.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) o
|
|
(b) o
|
|||
3
|
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS*
|
||
CO | |||
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
|
||
PURSUANT TO ITEMS 2(d) OR 2(e)
|
o | ||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||
British Virgin Islands | |||
7
|
SOLE VOTING POWER
|
|
Common - 165,393
|
||
|
||
NUMBER OF
|
8
|
SHARED VOTING POWER
|
SHARES
|
|
|
BENEFICIALLY
|
||
OWNED BY |
9
|
SOLE DISPOSITIVE POWER
|
EACH
|
Common - 165,393
|
|
REPORTING
|
||
PERSON |
10
|
SHARED DISPOSITIVE POWER
|
WITH |
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||
165,393
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||
41.25% | |||
|
|||
14
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TYPE OF REPORTING PERSON*
|
||
CO |
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CUSIP No. 40420K103
|
13D
|
Page 3 of 11 Pages |
1
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NAME OF REPORTING PERSON
|
||
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
AEF Finance Ltd.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) o
|
|
(b) o
|
|||
3
|
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS*
|
||
CO | |||
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
|
||
PURSUANT TO ITEMS 2(d) OR 2(e)
|
o | ||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||
British Virgin Islands | |||
7
|
SOLE VOTING POWER
|
|
Common - 165,393
|
||
|
||
NUMBER OF
|
8
|
SHARED VOTING POWER
|
SHARES
|
|
|
BENEFICIALLY
|
||
OWNED BY |
9
|
SOLE DISPOSITIVE POWER
|
EACH
|
Common - 165,393
|
|
REPORTING
|
||
PERSON |
10
|
SHARED DISPOSITIVE POWER
|
WITH |
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||
165,393
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||
41.25% | |||
14
|
TYPE OF REPORTING PERSON*
|
||
CO |
|
||
CUSIP No. 40420K103
|
13D
|
Page 4 of 11 Pages |
1
|
NAME OF REPORTING PERSON
|
||
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
UniPureEnergy Acquisition Ltd.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) o
|
|
(b) o
|
|||
3
|
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS*
|
||
CO | |||
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
|
||
PURSUANT TO ITEMS 2(d) OR 2(e)
|
o | ||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||
British Virgin Islands | |||
7
|
SOLE VOTING POWER
|
|
Common - 62,164
|
||
|
||
NUMBER OF
|
8
|
SHARED VOTING POWER
|
SHARES
|
|
|
BENEFICIALLY
|
||
OWNED BY |
9
|
SOLE DISPOSITIVE POWER
|
EACH
|
Common - 62,164
|
|
REPORTING
|
||
PERSON |
10
|
SHARED DISPOSITIVE POWER
|
WITH |
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||
62,164
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||
15.50% | |||
14
|
TYPE OF REPORTING PERSON*
|
||
CO |
|
||
CUSIP No. 40420K103
|
13D
|
Page 5 of 11 Pages |
1
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NAME OF REPORTING PERSON
|
||
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
Quadrant Management, Inc. | |||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) o
|
|
(b) o
|
|||
3
|
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS*
|
||
CO | |||
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
|
||
PURSUANT TO ITEMS 2(d) OR 2(e)
|
o | ||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||
Delaware | |||
7
|
SOLE VOTING POWER
|
|
Common - 36,768
|
||
|
||
NUMBER OF
|
8
|
SHARED VOTING POWER
|
SHARES
|
|
|
BENEFICIALLY
|
||
OWNED BY |
9
|
SOLE DISPOSITIVE POWER
|
EACH
|
Common - 36,768
|
|
REPORTING
|
||
PERSON |
10
|
SHARED DISPOSITIVE POWER
|
WITH |
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||
36,768
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||
9.17% | |||
14
|
TYPE OF REPORTING PERSON*
|
||
CO |
|
||
CUSIP No. 40420K103
|
13D
|
Page 6 of 11 Pages |
1
|
NAME OF REPORTING PERSON
|
||
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
Brean Murray Carret Group Inc. | |||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) o
|
|
(b) o
|
|||
3
|
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS*
|
||
OO | |||
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
|
||
PURSUANT TO ITEMS 2(d) OR 2(e)
|
o | ||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||
British Virgin Islands | |||
7
|
SOLE VOTING POWER
|
|
|
||
|
||
NUMBER OF
|
8
|
SHARED VOTING POWER
|
SHARES
|
Common - 264,325
|
|
BENEFICIALLY
|
||
OWNED BY |
9
|
SOLE DISPOSITIVE POWER
|
EACH
|
|
|
REPORTING
|
||
PERSON |
10
|
SHARED DISPOSITIVE POWER
|
WITH | Common - 264,325 |
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||
264,325
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||
65.92% | |||
14
|
TYPE OF REPORTING PERSON*
|
||
CO |
|
||
CUSIP No. 40420K103
|
13D
|
Page 7 of 11 Pages |
1
|
NAME OF REPORTING PERSON
|
||
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
Wayne Quasha | |||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) o
|
|
(b) o
|
|||
3
|
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS*
|
||
N/A | |||
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
|
||
PURSUANT TO ITEMS 2(d) OR 2(e)
|
o | ||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||
Australia | |||
7
|
SOLE VOTING POWER
|
|
0
|
||
|
||
NUMBER OF
|
8
|
SHARED VOTING POWER
|
SHARES
|
Common - 264,325
|
|
BENEFICIALLY
|
||
OWNED BY |
9
|
SOLE DISPOSITIVE POWER
|
EACH
|
0
|
|
REPORTING
|
||
PERSON |
10
|
SHARED DISPOSITIVE POWER
|
WITH | Common - 264,325 |
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||
264,325
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||
65.92% | |||
14
|
TYPE OF REPORTING PERSON*
|
||
IN |
|
||
CUSIP No. 40420K103 | 13D |
Page 8 of 11 Pages
|
Item 1. Security and Issuer. |
Item 2. Identity and Background. |
Name and Business Address
|
Principal Business or Occupation
|
|
|
|
|
Brean Murray Carret Group Inc.
|
Investment holding company
|
Tropic Isle Building
|
|
P.O. BOX 3331
|
|
Road Town, Tortola
|
|
British Virgin Islands VG 1110
|
|
|
|
AEF Finance Ltd.
|
Investment holding company
|
Tropic Isle Building
|
|
P.O. BOX 3331
|
|
Road Town, Tortola
|
|
British Virgin Islands VG 1110
|
|
|
|
Lyford Investments Enterprises Ltd.
|
Investment holding company
|
Tropic Isle Building
|
|
P.O. BOX 3331
|
|
Road Town, Tortola
|
|
British Virgin Islands VG 1110
|
|
|
|
UniPureEnergy Acquisition Ltd.
|
Investment holding company
|
Tropic Isle Building
|
|
P.O. BOX 3331
|
|
Road Town, Tortola
|
|
British Virgin Islands VG 1110
|
|
|
|
Quadrant Management, Inc.
|
Investment company
|
40 West 57th Street, 20th Floor
|
|
New York, NY 10019
|
|
|
|
Wayne Quasha
|
Investor
|
Lyford Suites
|
|
Suite 12
|
|
Lyford Cay Club
|
|
Nassau, New Providence
|
|
The Bahamas
|
|
|
|
Vicali Services (BVI) Inc.
|
Company administration
|
Tropic Isle Building
|
|
P.O. Box 3331
|
|
Road Town, Tortola
|
|
British Virgin Islands VG 1110
|
|
|
|
Susan V. Demers
|
Attorney
|
Tropic Isle Building
|
|
P.O. Box 3331
|
|
Road Town, Tortola
|
|
British Virgin Islands VG 1110
|
|
|
|
Andrea J. Douglas
|
Accountant
|
Tropic Isle Building
|
|
P.O. Box 3331
|
|
Road Town, Tortola
|
|
British Virgin Islands VG 1110
|
|
Item 3. Source and Amount of Funds or Other Consideration. |
Item 4. Purpose of Transaction. |
Item 5. Interest in Securities of the Issuer. |
Name of Filing Person
|
Shares
Beneficially Owned
|
Percent of
Outstanding
|
||||||
|
||||||||
AEF Finance Ltd.
|
165,393
|
41.25
|
%
|
|||||
|
||||||||
Lyford Investments Enterprises Ltd.
|
165,393
|
41.25
|
%
|
|||||
|
||||||||
UniPureEnergy Acquisition Ltd.
|
62,164
|
15.50
|
%
|
|||||
|
||||||||
Quadrant Management, Inc.
|
36,768
|
9.17
|
%
|
|||||
|
||||||||
Brean Murray Carret Group Inc.
|
264,325
|
65.92
|
%
|
|||||
|
||||||||
Wayne Quasha
|
264,625
|
65.92
|
%
|
Reporting Person
|
Date
|
Buy/Sell
|
No. of Shares
|
Price/Sh
|
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Item 7. Material to be Filed as Exhibits. |