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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Nqso (Right to Buy) | $ 58.43 | 04/26/2010 | A | 9,200 | 04/26/2011(5) | 04/26/2020 | Common Stock | 9,200 | $ 58.43 | 9,200 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Michael A Kelly ONE AMGEN CENTER DRIVE THOUSAND OAKS, CA 91320-1799 |
VP Finance & CAO |
/s/ Michael A. Kelly | 04/27/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Restricted Stock Units (RSUs) were granted pursuant to the Company's 2009 Equity Incentive Plan and vest in four equal annual installments of 25% each commencing April 26, 2011. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. |
(2) | The RSUs were granted pursuant to the Company's 2009 Equity Incentive Plan and vest in two equal installments of 12,500 each on December 31, 2010 and June 30, 2013. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. |
(3) | These shares include the following RSUs granted under the Company's equity plans: 5,000 RSUs which vest in two equal annual installments of 2,500 each commencing 7/31/2010; 1,715 RSUs which vest in three annual installments of 571 shares on 4/29/2011 and 572 shares on each of 4/29/2010 and 4/29/2012; 1,257 RSUs which vest in four annual installments of 314 shares on each of 4/28/2010, 4/28/2011 and 4/28/2012 and 315 shares on 4/28/2013; 1,314 RSUs which vest in four annual installments of 328 shares on 4/26/2011 and 4/26/2013 and 329 shares on 4/26/2012 and 4/26/2014; and 25,000 RSUs which vest in two equal installments of 12,500 each on 12/31/10 and 6/30/13. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. |
(4) | These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of the date of this filing. |
(5) | These options are exercisable in four equal annual installments of 25% each commencing 04/26/2011. |